Continuum Capital Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Continuum Capital Advisory provides investment management primarily through sponsored wrap‑fee programs, model portfolios, separately managed and unified managed account programs, and also offers retirement‑plan consulting and financial planning. The firm’s brochure states it serves individuals, pension and profit‑sharing plans, trusts, estates, corporations and other entities, but as of its 2010 filing reported no client assets held directly under the Continuum entity and notes that advisory activity was being conducted through an affiliated broker‑dealer.
The firm’s implementation emphasizes asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier plotting, portfolio optimization and rebalancing, and it delivers strategies via managed portfolios, model allocations and third‑party managers (including named managers such as Russell, ICON and Morningstar). Continuum discloses that it both sponsors wrap programs and assists clients in selecting and monitoring third‑party advisers and program managers as part of its platform offerings.
Noteworthy for this category, Continuum’s advisory representatives are also registered representatives of an affiliated broker‑dealer and the firm expressly sponsors multiple wrap‑fee programs, arrangements that are uncommon among peers. The brochure also highlights that the firm charges hourly or fixed fees for planning and certain non‑discretionary services in addition to percentage‑of‑assets fees, and that representatives may offer commissionable products through the broker‑dealer affiliation.
Client services
Expertise
Fee options
Fixed or flat fees for financial plans range from $500 to $10,000; fixed fees for Non-Discretionary Services range from $500 to $10,000; fixed fees for Retirement Plan Consulting range from $5,000 to $100,000.
$25,000 - $99,999: Negotiable quarterly fee for VISION2020 Wealth Management Program – Managed Portfolios Non-Wrap Account $100,000+: Negotiable quarterly fee for VISION2020 Wealth Management Program – Managed Portfolios Wrap Account $25,000+: Minimums for Model Portfolios vary by provider, e.g., $25,000 for SAAMCo., LWI – SA Funds, Russell and Russell Tax-Managed; $50,000 for LWI – DFA Funds, ICON, Morningstar; $100,000 for Avatar $100,000 - $149,999: Negotiable quarterly fee for SMA Program $150,000+: Negotiable quarterly fee for UMA Program $25,000 - $99,999: Negotiable quarterly fee for VISION2020 Advisor Program Non-Wrap Account $100,000+: Negotiable quarterly fee for VISION2020 Advisor Program Wrap Account $100,000 - $299,999: Negotiable quarterly fee for Managed Assets Program Single Asset Category and Diversified Multi-Strategy $300,000+: Negotiable quarterly fee for Managed Assets Program Asset Allocation
Advisory Representatives may receive commissions as Registered Representatives of FSC or insurance agents in connection with securities or insurance products sales.
Hourly fees for financial planning and non-discretionary services range from $50 to $300 per hour; Retirement Plan Consulting hourly fees also range from $50 to $300 per hour.
Account minimum: Varies by program; see details below Fee-only: Financial planning fixed fees range from $500 to $10,000; hourly fees range from $50 to $300 per hour; Non-Discretionary Services fixed fees range from $500 to $10,000; hourly fees range from $50 to $300 per hour; Retirement Plan Consulting fees may be fixed fees ($5,000 to $100,000), hourly fees ($50 to $300 per hour), or asset-based fees (basis points ranging from 10 to 100 bps for assets up to $20 million, 5 to 50 bps for $20 million to $40 million, and 3 to 25 bps above $40 million).
Main office
1922 India Hook Rd
Rock Hill SC 29732
Advisors at this office
1
Most active in
South Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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