Continuum Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$28,238,569
Clients
24
Advisors
1
of 1 employees
About
Continuum Financial provides ongoing investment supervisory services and ERISA/401(k) consulting to individuals, high‑net‑worth clients, pension and profit‑sharing plans, and corporations. Its services include discretionary portfolio management for publicly traded stocks, bonds, mutual funds, ETFs and REITs, together with retirement‑plan design review and fiduciary monitoring for employer plans.
The firm applies a core‑and‑satellite approach that combines in‑house selection of individual stocks and bonds with select ETFs, using statistical models to set long‑term strategic allocations and tactical sector weightings. Security selection emphasizes fundamental analysis supported by technical and cyclical analysis, with a long‑term trading orientation and an emphasis on buying with a margin of safety.
Continuum Financial’s offering of ERISA consulting and documented fiduciary diligence—performed through structured committee meetings and minutes—is a notable capability that is less common among single‑advisor independent firms. The adviser oversees roughly $49.9 million in client assets, split between discretionary and non‑discretionary accounts, which—given a client base of 24—suggests a concentration of plan or institutional relationships alongside individual clients.
Client services
Expertise
Fee options
$250,000 - $500,000: 1.00% $500,001 - $1,000,000: 0.85% $1,000,001 - $2,000,000: 0.70% $2,000,001 - $3,000,000: 0.60% Above $3,000,000+: 0.50%
Account minimum: $250,000 Fee-only: Fee only; no commissions or sales charges accepted.
Main office
Granite Falls NC
Advisors at this office
1
Most active in
Louisiana · North Carolina · Texas
Disclosures
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Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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