Continuum Global Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Continuum Global Asset Management, LLC is a state‑registered investment adviser serving primarily high‑net‑worth individuals, family trust and retirement accounts, managing roughly $61.5 million across about 54 client relationships. The firm offers discretionary and non‑discretionary portfolio management, prepares investment policy statements for each client, and provides periodic performance reviews.
The firm’s investment approach combines fundamental and technical research within an asset‑allocation framework, with accounts monitored weekly and formally reviewed at least quarterly against proxy indices. CGAM employs a broad toolkit—individual equities and bonds, mutual funds, ETFs, closed‑end funds, REITs and options—and uses risk controls such as stop‑losses, options hedging and cash allocation to manage volatility.
What sets CGAM apart from many peers is the availability of a performance‑based fee arrangement, which the brochure highlights as uncommon among similar independent advisers and notes is currently used for a single client under documented safeguards. The firm’s materials also describe prior involvement as adviser to a private investment fund and reference experience managing corporate and pension‑type accounts, indicating capabilities that extend beyond a solely retail‑focused practice.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,500,001 - $2,500,000: 0.75% $2,500,001+: Negotiable
20% of the profits of the portfolio being managed by CGAM, with profits defined as the change in portfolio value net of trading costs and deposits/withdrawals, including dividends and interest. Fees are calculated and invoiced yearly after the account's anniversary date and subsequently quarterly.
Fee-only: Management fee based on market value of assets under management at the end of each calendar quarter, charged in arrears according to the fee schedule.
Main office
Santa Clarita CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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