Convexity Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Convexity Investments LLC provides discretionary portfolio management and financial planning to individual and high‑net‑worth clients, managing roughly $3.085 million across a small client base. The firm emphasizes individualized Investment Policy Statements and generally concentrates portfolios in equities and exchange‑traded funds (ETFs).
The adviser applies cyclical and quantitative analysis and uses both long‑term and short‑term trading strategies, implementing trades under granted discretionary authority in line with each client’s documented risk tolerance. Accounts are reviewed monthly by the firm’s designated reviewer, and clients receive monthly custodian reports with at least quarterly written statements from the adviser.
Noteworthy aspects disclosed in the brochure include the firm owner’s separate employment as a commodities trader for a proprietary trading firm and the firm’s requirement that client assets be custodied at Schwab Institutional; the brochure also describes the potential receipt of research or other soft‑dollar benefits associated with that custodian relationship. The brochure further discloses that firm representatives may trade personal accounts at or around the same time as client accounts and that such activity and any related conflicts are documented under the firm’s Code of Ethics.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.75% $1,000,001+: 0.60%
Main office
Naperville IL
Advisors at this office
1
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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