Convivia Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Convivia Financial LLC is a newly formed, single‑advisor investment adviser that offers non‑discretionary direct asset management and related financial planning to individual and high‑net‑worth clients. Although classified among firms that primarily manage pooled or institutional assets, Convivia reported no assets under management and no client accounts as of the most recent filing.
The firm states it builds client portfolios using Modern Portfolio Theory and tailors strategies to documented goals, time horizons, and risk tolerances, combining long‑term holdings with trading when appropriate. Convivia requires prior client approval before executing trades and provides financial planning services at no additional charge as part of its ongoing portfolio monitoring.
Compared with peers in its category, Convivia’s operational choices are atypical: it operates under a sole‑owner structure with non‑discretionary authority only, does not sponsor wrap programs or accept external sales compensation, and does not vote client proxies. The firm also requires clients to use a specified custodian (Charles Schwab) and discloses that it may receive research or other “soft dollar” benefits from custodians, a practice that can be uncommon or handled differently at larger investment managers.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
College savings (529s, UTMA, etc.)
Fee options
$0 - $250,000: 1.50% $250,000.01 - $1,000,000: 1.25% $1,000,000.01 - $2,000,000: 1.10% Over $2,000,000+: 1.00%
Main office location
Convivia Financial LLC
Sarver PA, United States
Number of offices
1
Most active in
Convivia Financial LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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