Convivia Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Convivia Financial LLC is a newly formed, single‑advisor investment adviser that offers non‑discretionary direct asset management and related financial planning to individual and high‑net‑worth clients. Although classified among firms that primarily manage pooled or institutional assets, Convivia reported no assets under management and no client accounts as of the most recent filing.
The firm states it builds client portfolios using Modern Portfolio Theory and tailors strategies to documented goals, time horizons, and risk tolerances, combining long‑term holdings with trading when appropriate. Convivia requires prior client approval before executing trades and provides financial planning services at no additional charge as part of its ongoing portfolio monitoring.
Compared with peers in its category, Convivia’s operational choices are atypical: it operates under a sole‑owner structure with non‑discretionary authority only, does not sponsor wrap programs or accept external sales compensation, and does not vote client proxies. The firm also requires clients to use a specified custodian (Charles Schwab) and discloses that it may receive research or other “soft dollar” benefits from custodians, a practice that can be uncommon or handled differently at larger investment managers.
Client services
Expertise
Fee options
$0 - $250,000: 1.50% $250,000.01 - $1,000,000: 1.25% $1,000,000.01 - $2,000,000: 1.10% Over $2,000,000+: 1.00%
Main office
Sarver PA
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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