Conway Asset Management, Inc.

The firm is an independent, state‑registered advisory practice that provides discretionary portfolio management to individuals, retirement plans, trusts, estates, and charitable organizations, and it also offers limited hourly investment counseling. It manages client accounts using tailored asset allocation rather than a wrap fee program and provides regular account reporting and reviews.

Investment decisions are driven by a primarily fundamental approach, favoring companies with strong historical growth, profitability, and conservative balance sheets, with portfolios allocated across equities, inflation hedges, fixed income and cash equivalents; proprietary research is supplemented by outside reports and selective use of technical and cyclical analysis. Accounts are managed on a discretionary basis with daily monitoring of equity positions, monthly review of other holdings, and routine client contact and statements.

Atypical features include a period when the firm allowed its state registration to lapse and operated as a family office while a family estate was settled, during which it provided asset management services without charging clients, and a longstanding SEC no‑action letter relating to retrospective performance that has been affected by recent SEC marketing rule changes. The brochure also discloses that continuity is closely tied to the firm’s principal—an explicit succession consideration for prospective clients—and that clients generally retain proxy‑voting authority rather than delegating it to the firm.