Cook Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$6,114,689
Clients
28
Advisors
1
of 1 employees
About
Cook Financial provides discretionary asset management and goal-based financial planning to individuals, high‑net‑worth clients, trusts, estates and business owners. The firm reports managing roughly $6.3 million across its client relationships and delivers ongoing portfolio monitoring alongside written planning deliverables.
Portfolios are managed to individual objectives and risk tolerance using a mix of fundamental, technical and Monte Carlo analysis, with the adviser able to hire registered sub‑advisors to implement model strategies and execute trades. Account reviews are performed regularly and the firm documents client goals and any investment restrictions, noting that use of sub‑advisors can limit the ability to impose security‑level restrictions.
Compared with many independent peers, the firm explicitly serves corporate or business clients and may delegate day‑to‑day trading authority to third‑party sub‑advisors who share discretionary authority. The firm’s principal also operates as a licensed insurance agent and discloses receipt of commissionable insurance compensation, and the ADV discloses a 2024 FINRA action resulting in a suspension related to electronic signing of customer documents; both items are described as potential conflicts or disciplinary history in the brochure.
Client services
Expertise
Occupation focus
Fee options
1.50% annually
$125 per hour
Main office
617 N Vernal Ave, East Suite
Vernal UT 84078
Advisors at this office
1
Most active in
Utah
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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