A complete list of active advisors currently associated with Cooper Financial Investments, LLC

Warmer can help you find a great advisor at Cooper Financial Investments, LLC or one who fits your needs even better.

Cooper Financial Investments provides advisory services to individual clients primarily by referring accounts to third‑party money managers and by offering financial planning and assets‑under‑advisement reviews. The firm also conducts educational seminars and workshops for the public; it does not directly manage client trading or accept discretionary authority over client accounts. The firm operates largely as a liaison between clients and third‑party managers: it helps clients complete onboarding paperwork, delivers TPM disclosure materials, reviews quarterly statements, and makes non‑discretionary recommendations on goals, asset allocation, and planning. Clients’ accounts and trading are maintained and executed by the selected TPMs or custodians, and clients are billed under the TPMs’ fee schedules while the firm receives referral shares and provides ongoing service and periodic reviews. Distinctive features noted in the firm’s brochure include an affiliated insurance brokerage business and ownership linkages with entities that have minority stakes in one of the TPMs, which the firm says create potential conflicts of interest that it discloses and manages. The brochure also discloses a prior state enforcement action related to the marketing and sale of fixed indexed annuities; the firm states it maintains a code of ethics, supervisory procedures, and written conflict disclosures to address these relationships.

To learn more about the advisors currently working at Cooper Financial Investments, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.