Uniondale, NY Office
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Copley Financial Group, Inc.
Team
Firm-wide stats for Copley Financial Group, Inc.
About
Copley Financial Group is a team-based registered investment adviser that provides discretionary and non-discretionary portfolio management to individuals, high-net-worth households, and pension/profit-sharing plans. The firm delivers asset management through direct management, referrals to third-party money managers, and model-based programs.
The firm’s investment process uses model portfolios, sub-advisors and co-advisor arrangements with third‑party money managers, and may incorporate fee‑based alternative investments as part of client portfolios. Copley conducts regular account reviews, offers educational seminars and workshops, and implements trading either on a discretionary basis or with client approval depending on the engagement.
What is distinctive for this firm is its material affiliations and product-sale activity: the adviser is affiliated with a broker‑dealer and its representatives also operate as insurance agents and mortgage professionals, so representatives may receive external compensation for other financial product sales. The brochure discloses a past administrative enforcement matter — a state insurance license revocation in 2002 for a nondisclosure that was resolved in 2003 — and the firm does not emphasize standalone financial planning as a core service.
Based on Copley Financial Group, Inc.
Location
405 Rxr Plaza
Uniondale NY 11554
Advisors at this office
1
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