Core Capital Management and Research Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$136,290,427
Clients
244
Advisors
3
across 2 offices
About
Core Capital Management & Research serves individuals (including high net worth clients), trusts, estates, charitable organizations and business entities, offering discretionary and non‑discretionary portfolio management, asset allocation, investment selection, and ongoing portfolio monitoring. The firm also provides standard financial planning and investment policy services commonly offered by similarly sized advisory teams.
CCMR’s investment process combines charting, fundamental, technical and cyclical analysis and implements a range of strategies from long‑term buy‑and‑hold to short‑term trading, including short sales and option writing (covered and uncovered) and spreading strategies. Accounts are typically reviewed quarterly (or at least annually) with routine portfolio rebalancing and clients receive monthly custodial reporting of performance.
What distinguishes CCMR from many peers is its explicit disclosure and use of derivatives strategies (options and short sales) in client portfolios and its clearing/execution relationships with Interactive Brokers and Charles Schwab, which the brochure identifies as the firms that clear and execute client trades. The brochure also shows the firm manages about $298.8 million with a near‑even split between discretionary and non‑discretionary assets and cites corporate rating services and the SEC adviser profile as research and disclosure channels, indicating a mix of external research use and public transparency that is less common among similar teams.
Client services
Expertise
Fee options
0.10% to 3.00% annually based on account size (tiered)
Minimum fee: $75 annual fee (negotiable)
Main office
See office3401 Allen Parkway
Houston TX 77019
Advisors at this office
2
Offices (2)
Most active in
Arizona · California · Florida · Illinois · Minnesota · Texas
Also doing business as
15 Financial · Core Capital Management And Research Inc.
Disclosures
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Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Advisors at this firm
John B
Series 65
Houston, TX
Core Capital Management and Research Inc.
John Barry is a financial advisor at Core Capital Management and Research Inc. in Houston, TX, holding a Series 65 designation with 13 years of industry experience. He has been with Core Capital since 2016 and also serves as Vice President of Marketing at BMC Software, Inc., a non-investment role he has held since 1999. Additionally, Barry is President of JB3 Marketing Group, a marketing and insurance sales business he founded in 2008. Core Capital Management and Research Inc. provides discretionary and non-discretionary investment advisory services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a combination of fundamental, technical, charting, and cyclical analysis in its investment strategies, which include long- and short-term purchases, trading, short sales, option writing, and futures.
Gregory H
Series 65, Series 66
Wilmette, IL
Core Capital Management and Research Inc.
Gregory Hadley is a financial advisor with Core Capital Management and Research Inc. He holds Series 65 and Series 66 licenses and has 12 years of industry experience. Prior to joining Core Capital Management, he worked at Brookwood Investment Group and Belpointe Asset Management, and he has been an Options Trading Instructor at Online Trading Academy since 2015. Core Capital Management and Research serves individuals, trusts, estates, charitable organizations, and business entities by providing portfolio management, asset allocation, investment selection, and financial planning services. The firm employs a combination of charting, fundamental, technical, and cyclical analysis and utilizes a range of strategies, including options and short sales, with a focus on transparency and research-driven decision making.
Louis P
Series 63, Series 65
Houston, TX
Core Capital Management and Research Inc.
Louis Pelz Jr. is a financial advisor at Core Capital Management and Research Inc. in Houston, TX, with 28 years of industry experience. He has been with Core Capital since 2008 and holds Series 63 and Series 65 licenses. Outside of his advisory role, he is a general partner in Pelz Family LP, an asset holding and leasing company. Core Capital Management and Research Inc. provides discretionary and non-discretionary investment advisory services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a combination of fundamental, technical, charting, and cyclical analysis and offers strategies including long- and short-term purchases, short sales, option writing, and futures.
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