Coronado Financial Group L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$15,995,477
Clients
19
Advisors
1
of 1 employees
About
Coronado Financial Group, LLC is a small, state‑registered independent adviser that primarily serves individual clients and also provides retirement‑plan consulting to plan sponsors. Its services include financial planning (hourly or flat fee), portfolio recommendations focused largely on mutual funds, and consulting and participant education for employee benefit plans.
The firm tailors advice to each client using fundamental analysis and risk‑tolerance assessments, and constructs portfolios based on those inputs; investment activity is typically non‑discretionary, so trades are implemented only after client approval. Coronado does not custody client assets directly and relies on a related broker‑dealer platform (Osaic) and custodians such as Pershing and NFS, including participation in wrap, model, and advisor‑managed programs offered through the Vision2020/Osaic platform.
What distinguishes the firm from many solo independents is the adviser’s dual role as a registered representative of a broker‑dealer and as an insurance agent, which allows implementation of commissionable brokerage and insurance products alongside fee‑based planning (with disclosed procedures to address conflicts). It is also atypical for a firm of this size to affiliate with an external advisory platform and offer ERISA retirement‑plan consulting while operating principally on a non‑discretionary, client‑approved trading model.
Client services
Expertise
Fee options
Flat fees for financial planning or portfolio analysis generally range from $1,500 to $5,000; similar range for retirement plan consulting.
$50,000 - $99,999: 2.30% $100,000 - $249,999: 2.00% (Advisor Managed Portfolios) / 1.75% (Model Portfolios) $250,000 - $499,999: 2.00% (Advisor Managed Portfolios) / 1.65% (Model Portfolios) $500,000 - $749,999: 2.00% (Advisor Managed Portfolios) / 1.50% (Model Portfolios) $750,000 - $1,249,999: 1.75% (Advisor Managed Portfolios) / 1.375% (Model Portfolios) $1,250,000 - $1,999,999: 1.50% (Advisor Managed Portfolios) / 1.125% (Model Portfolios) $2,000,000 - $4,999,999: 1.25% (Advisor Managed Portfolios) / 1.00% (Model Portfolios) $5,000,000 - $24,999,999: 1.25% (Advisor Managed Portfolios) / 0.90% (Model Portfolios) $25,000,000+: 0.80%
Commissions received on securities or insurance product sales through Osaic; 12b-1 fees on mutual funds.
$210-$375 per hour for financial planning; $210-$500 per hour for retirement plan consulting.
Fee-only: Financial planning hourly fees $210-$375; flat fees $1,500-$5,000. Retirement plan consulting hourly fees $210-$500; flat fees $1,500-$5,000; may include basis points on plan assets.
Main office
San Mateo CA
Advisors at this office
1
Most active in
California
Also doing business as
Coronado Financial Group L.L.C. · Coronado Financial Group, LLC · Coronado Financial Group, LLC.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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