Cortina Capital, LLC
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About
Cortina Capital, LLC provides discretionary portfolio management to individual and high‑net‑worth clients, developing a written Investment Policy Statement for each account that documents goals, time horizon, and risk tolerance. The firm manages client accounts through a specified custodian and delivers ongoing monitoring and quarterly reporting.
The firm’s investment approach blends charting, fundamental, and technical analysis and emphasizes concentrated allocations in mid‑ and large‑cap technology names. Strategies include long and short positions, margin, and options trading—using higher‑risk options strategies (options level 4, including uncovered positions) in taxable accounts and more limited (level 2) options in non‑taxable accounts—making the approach more aggressive and potentially unsuitable for clients with low volatility tolerance or those nearing retirement.
Distinctive operational features include a requirement that clients custody assets with a particular broker‑dealer and a practice of not aggregating trades across clients, both of which can affect execution and trade allocation. The firm also states it does not accept performance‑based fees and maintains a written Code of Ethics and procedures for discretionary trading and conflict disclosures.
Client services
Expertise
Fee options
2.00% annually, flat rate for all assets
Account minimum: $250,000 (may be waived at firm's discretion)
Main office
Fallbrook CA
Advisors at this office
1
Most active in
California
Also doing business as
Cortina Capital LLC · Cortina Capital, LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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