Cosmos Wealth, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$117,472,774
Clients
50
Advisors
4
across 2 offices
About
Cosmos Wealth is a recently formed SEC-registered investment adviser that provides discretionary investment management and comprehensive financial planning, and also offers hourly consulting for project-based engagements. The firm’s September 15, 2026 filing reports about $191.45 million in regulatory assets under management, all managed on a discretionary basis.
Investment decisions draw from a mix of active and passive techniques, including fundamental, technical, charting, relative-strength and trend-following (200‑day average) analysis, and may incorporate options, alternative investments, venture capital, tactical asset allocation, and the use of cash or margin as part of portfolio construction and risk management. Cosmos emphasizes individualized client profiles and continuous portfolio monitoring, using both long-term holdings and shorter-term tactical adjustments when warranted.
Compared with many peers, Cosmos positions itself toward larger or non‑typical retail relationships by imposing account requirements while maintaining an hourly consulting pathway for smaller or one-off needs, suggesting a client mix more oriented to institutional or qualified-purchaser relationships rather than mass-market retail accounts. The firm is small and newly established, manages all RAUM on a discretionary basis, and discloses advisers’ outside business activities (including insurance licenses and dual registrations) and its custodial relationships with Pershing and Schwab, all of which are addressed through its supervisory policies.
Client services
Expertise
Fee options
May include fixed fees as part of services, specifics not detailed
Up to 1.20% annually; can be structured as a fixed flat percentage or tiered by asset levels according to Investment Advisory Agreement
Hourly rates charged for consulting services, rates determined based on complexity, scope, and client situation; specific rate not stated
Account minimum: $1,000,000 Minimum fee: Minimum annual fee of $1,000 per client account
Main office
See office7596 Eads Avenue, Suite 111
La Jolla CA 92037
Advisors at this office
3
Offices (2)
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Daniel M
Series 63, Series 66
La Jolla, CA
Cosmos Wealth, LLC
Daniel Mauser is a financial advisor at Cosmos Wealth, LLC with 11 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Rely Wealth Partners, TRU Independence Asset Management 2, and Investment Placement Group. Cosmos Wealth is an SEC-registered investment adviser providing discretionary investment management, comprehensive financial planning, and hourly consulting. The firm uses a mix of active and passive investment techniques, focusing on individualized client profiles and continuous portfolio monitoring, and primarily serves larger or qualified-purchaser relationships.
Robert R
Series 66
La Jolla, CA
Cosmos Wealth, LLC
Robert Robinson is a Series 66–licensed financial advisor with 11 years of industry experience. He currently works at Cosmos Wealth, LLC, having joined the firm in 2026 after roles at tru Independence Asset Management 2, LLC, Rely Wealth, Checchi Capital Advisers, LLC, Boston Private Wealth LLC, and Oppenheimer. Cosmos Wealth is an SEC-registered investment adviser managing approximately $191 million in discretionary assets. The firm serves primarily larger or non-typical retail clients and uses a combination of active and passive investment approaches, including fundamental, technical, and trend-following analysis, with a focus on individualized client profiles and continuous portfolio monitoring.
Jeremy K
Series 66
La Jolla, CA
Cosmos Wealth, LLC
Jeremy Keating is a financial advisor at Cosmos Wealth, LLC with 22 years of industry experience. He holds a Series 66 designation and previously worked at Arbor Point Advisors and Osaic Advisory Services. Cosmos Wealth, LLC is an SEC-registered investment adviser offering discretionary investment management, financial planning, and hourly consulting. The firm employs a blend of active and passive investment techniques and serves primarily larger or non-typical retail clients through individualized portfolio management.
Abigail C
Series 66
Glendora, CA
Cosmos Wealth, LLC
Abigail Chao is a financial advisor at Cosmos Wealth, LLC with eight years of industry experience. She holds the Series 66 designation and previously worked at Ameriprise Financial Services, Inc. and tru Independence Asset Management 2. Outside of her advisory role, she has engaged in part-time employment with TELUS International. Cosmos Wealth is a recently established SEC-registered investment adviser managing approximately $191 million in assets. The firm serves primarily larger or non-typical retail clients, offering discretionary investment management and hourly consulting, employing a combination of active and passive investment strategies tailored to individualized client profiles.
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