Counterpoint Asset Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management primarily to individual and high-net-worth clients, as well as trusts, estates, and other entities, through managed accounts and sub-advisory arrangements. Services center on ongoing portfolio monitoring, implementation using mutual funds and ETFs, and reporting to clients on a periodic basis.
Investment decisions are driven by mean-variance portfolio optimization and a mix of passive and tactical fund allocations, with separate strategies that include a systematic, quantitative trend-following approach for high-yield exposure and SMA variants designed to manage short-term downside risk over multi-year market cycles. The firm also creates and licenses indexes and may use model-driven allocations that target specific after-tax or risk-tolerance profiles for clients.
What is distinctive is the firm’s affiliation with an owned mutual fund complex and a related distribution vehicle: the adviser serves as both manager and sub-adviser and typically anchors about half of client portfolios with funds advised by its affiliated adviser. That ownership overlap and the fact that several supervised persons split responsibilities with the affiliated fund entity present potential conflicts of interest that the firm discloses and manages through fee offsets and disclosure, which is less common among peers.
Client services
Expertise
Fee options
$0 - $500,000: 1.6% annually $500,001 - $1,000,000: 1.3% annually $1,000,001+: 0.95% annually
Account minimum: $0 (no minimum stated, fees apply starting from first dollar) Fee-only: Management fee charged quarterly in advance based on tiered schedule: 1.6% for first $500,000; 1.3% for next $500,000; 0.95% for assets above $1,000,000.
Main office
12770 High Bluff Dr, Suite 380
San Diego CA 92130
Advisors at this office
4
Most active in
Arizona · California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Michael K
CFA®, Series 65
San Diego, CA
Counterpoint Asset Management LLC
Michael Krause is a CFA® charterholder and holds a Series 65 license with 13 years of industry experience. He has been with Counterpoint Asset Management LLC since 2012 and also serves as a managing member of Counterpoint Mutual Funds, LLC. Outside of his advisory roles, he is a managing member and co-investor in ROMULUS Group LLC, which makes passive equity investments in private oil and gas partnerships. Counterpoint Asset Management LLC provides discretionary portfolio management primarily to individual and high-net-worth clients, as well as trusts and estates, using mutual funds and ETFs. The firm employs a combination of mean-variance portfolio optimization, passive and tactical fund allocations, and systematic quantitative strategies, with a notable affiliation to its own mutual fund complex that anchors a significant portion of client portfolios.
Michael T
CFA®
San Diego, CA
Counterpoint Asset Management LLC
Michael Taylor is a CFA® charterholder with three years of industry experience. He has been with Counterpoint Asset Management LLC since 2021 and previously worked at Tablature, LLC and Seeking Alpha, LLC. Counterpoint Asset Management provides discretionary portfolio management primarily to individual and high-net-worth clients, as well as trusts, estates, and other entities. The firm uses a combination of mean-variance portfolio optimization, passive and tactical fund allocations, and systematic quantitative strategies, with a notable affiliation to an owned mutual fund complex that influences a significant portion of client portfolios.
Daniel K
Series 63, Series 65
San Diego, CA
Counterpoint Asset Management LLC
Daniel Krause is a financial advisor with Counterpoint Asset Management LLC, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with Counterpoint and its affiliated entities since 2011. Krause is also a partner in Romulus Group, LLC, an investment-related activity involving personal private investments. Counterpoint Asset Management provides discretionary portfolio management primarily to individual and high-net-worth clients, as well as trusts and estates, utilizing mutual funds and ETFs. The firm employs a combination of mean-variance optimization, passive and tactical fund allocations, and systematic quantitative strategies, and maintains an affiliated mutual fund complex that anchors a significant portion of client portfolios.
Jennifer T
Series 65
San Diego, CA
Counterpoint Asset Management LLC
Jennifer To is a financial advisor at Counterpoint Asset Management LLC with nine years of industry experience. She holds a Series 65 designation and has been with Counterpoint since 2016. In addition to her advisory role, she serves as an investment analyst for an affiliated mutual fund complex. Counterpoint Asset Management provides discretionary portfolio management to individual and high-net-worth clients, trusts, estates, and other entities, using a combination of mutual funds and ETFs guided by quantitative and tactical investment strategies.
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