Couric Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Couric Financial provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), trusts, estates, endowments and businesses. Its service offerings include discretionary portfolio management, standalone financial planning engagements (offered on hourly or subscription bases), and the option to implement portfolios through an automated program on the Schwab Institutional Intelligent Portfolios platform.
The firm describes a fundamentals‑based, generally long‑term investment approach and constructs customized portfolios using mutual funds and ETFs and, when appropriate, individual stocks, closed‑end funds, REITs and options; it also may retain legacy positions for tax or portfolio‑fit reasons. Couric Financial monitors accounts regularly, rebalances and may recommend trades for tax harvesting, sector or allocation adjustments, or to meet changing client needs and risk tolerances.
Distinctive elements disclosed in the brochure include advisor professional activities beyond advisory services — the principal holds Enrolled Agent tax credentials and is a licensed insurance professional and offers tax‑preparation and insurance services separate from investment advice, which the firm identifies as potential conflicts of interest. The firm also combines bespoke management with an automated Schwab advisory option, participates in Schwab Advisor Services (receiving institutional benefits), operates on a directed‑brokerage model with custodial fee billing, and does not accept proxy‑voting responsibility for client securities.
Client services
Expertise
Occupation focus
Fee options
Fixed annual financial planning fees at $125 per month.
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,500,000: 0.95% annually $2,500,001 - $5,000,000: 0.85% annually $5,000,001 - $10,000,000: 0.70% annually $10,000,001+: 0.50% annually
Independent insurance professional commissions on insurance products; separate and in addition to advisory fees.
$125 per hour for financial planning services.
Fee-only: Investment management fees and financial planning fees; no commissions on securities transactions.
Main office
Lynch Station VA
Advisors at this office
1
Most active in
Florida · Virginia
Also doing business as
Couric Financial · Couric Financial Partners, LLC · Lydia Wealth Group · Providence Asset Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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