Courseview Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Courseview Capital provides portfolio management and financial planning primarily for individuals and small-business clients, reporting six individual (non‑High‑Net‑Worth) clients and regulatory assets under management in the low millions. The firm generally charges advisory fees based on a percentage of assets under management, consistent with common practice among independent advisers.
Portfolios are managed on a continuous, supervisory basis and are equity‑focused — the adviser reports an end‑of‑year allocation heavily weighted to exchange‑traded equities with modest cash exposure. Advisory services and compliance responsibilities are performed directly by the firm’s registered investment adviser representative, who is also registered as a broker‑dealer representative and serves in the firm’s compliance role.
Notably, Courseview Capital discloses an affiliation with other investment advisers, a relationship that is uncommon among peers and may involve shared operations or referrals described in the firm’s ADV. The brochure also includes a historical FINRA arbitration disclosure involving a management person’s prior employment that was settled, which prospective clients may find relevant when reviewing the firm’s full disclosure documents.
Client services
Expertise
Main office
Bronxville NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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