Cox Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$335,493,486
Clients
201
Advisors
4
of 4 employees
About
Cox Capital Management LLC serves individual and high-net-worth clients, as well as trusts, estates and charitable organizations, providing discretionary portfolio management, financial planning, and consulting services. The firm also offers insurance reviews through a third‑party platform and advises on assets held outside the primary custodian, such as annuities, variable life policies, and employer retirement plans.
The firm implements investment advice on a discretionary basis and combines multiple analysis methods — fundamental analysis, technical/cyclical/charting techniques and a proprietary quantitative optimization model — with a generally long‑term holding orientation. Portfolios commonly include institutional mutual fund share classes, ETFs and, for qualifying clients, non‑ liquid alternative investments or private fund interests, with attention to legacy positions and tax and estate considerations in planning work.
Noteworthy aspects disclosed in the brochure include a compact, four‑advisor team managing all assets on a discretionary basis (no non‑discretionary AUM reported) and the firm’s participation in a custodial institutional program that provides platform and research benefits. The firm documents procedures for trade aggregation, error handling and proxy voting, uses standing letters of authorization in some client relationships (creating custodial safeguards), and discloses use of an insurance platform and referral arrangements with independent promotors under Rule 206(4)-3.
Client services
Expertise
Fee options
Consulting fees range between $150 and $350 per hour.
Fee-only: Consulting fees typically range from $150 to $350 per hour, payable as services are performed. Minimum consulting fee is $150 per engagement.
Main office
10 New England Business Center Drive, Suite #102
Andover MA 01810
Advisors at this office
4
Most active in
California · Connecticut · Florida · Georgia · Maine · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Texas · Washington
Also doing business as
Cox Capital Management · Cox Capital Management LLC · William J. Cox
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Harrison O
Series 65
Andover, MA
Cox Capital Management LLC
Harrison Oakes is a financial advisor at Cox Capital Management LLC with five years of industry experience. He holds a Series 65 designation and has previously worked at MFS Investment Management. Cox Capital Management LLC serves individual and high-net-worth clients, trusts, estates, and charitable organizations by providing discretionary portfolio management, financial planning, and consulting services. The firm employs a combination of fundamental, technical, and proprietary quantitative methods with a long-term investment approach.
William C
Series 63, Series 65
Andover, MA
Cox Capital Management LLC
William Cox is a financial advisor at Cox Capital Management LLC with 21 years of industry experience. He holds Series 63 and Series 65 designations and has been affiliated with Mason Capital Partners since 2002 and U.S. Securities, International Corp. since 1998. Cox Capital Management LLC serves individual and high-net-worth clients, as well as trusts, estates, and charitable organizations, providing discretionary portfolio management, financial planning, and consulting services. The firm employs a combination of fundamental, technical, and quantitative analysis methods with a long-term investment approach and offers advisory services covering a broad range of asset types, including institutional mutual funds, ETFs, and alternative investments.
Jillian B
Series 65
Andover, MA
Cox Capital Management LLC
Jillian Brooks is a financial advisor at Cox Capital Management LLC with a Series 65 credential and two years of industry experience. Prior to joining Cox Capital Management, she worked at Centers for Learning UMASS Lowell and has experience in entrepreneurship through Cowabunga's Indoor Inflatable Playground. Cox Capital Management LLC serves individual and high-net-worth clients, as well as trusts, estates, and charitable organizations, providing discretionary portfolio management, financial planning, and consulting services. The firm employs a combination of fundamental, technical, and proprietary quantitative analysis with a long-term investment orientation.
Ethan B
Series 65
Andover, MA
Cox Capital Management LLC
Ethan Brown is a financial advisor at Cox Capital Management LLC with 10 years of industry experience. He holds the Series 65 designation and has been with Cox Capital Management since 2015. Cox Capital Management LLC serves individual and high-net-worth clients, as well as trusts, estates, and charitable organizations, providing discretionary portfolio management, financial planning, and consulting services. The firm employs a combination of fundamental, technical, and quantitative analysis methods with a long-term investment approach.
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