Coy Capital Management

The firm provides financial planning and asset management to individuals, small businesses, and small pension and profit‑sharing plans, and also advises pooled investment vehicles and private funds. Services include tailored financial plans and portfolio management delivered through client interviews, questionnaires, and written documentation.

The firm typically manages accounts on a largely non‑discretionary basis, developing suitability-driven asset allocations using client risk profiles and periodic reviews. Investment analysis uses multiple approaches (charting, fundamental, technical, cyclical) and the firm may implement long‑ and short‑term trades, short sales, margin activity, and model portfolios accessed via a third‑party model marketplace.

Noteworthy for a firm of its size, it is owner‑operated and manages roughly $73.6 million while also acting as sponsor/manager or service provider to affiliated private real estate vehicles and single‑purpose entities, with related arrangements to manage residual cash for an affiliated fund and to exclude certain private investments from fee calculations. The firm’s brochure discloses prior regulatory matters (including a FINRA acceptance, waiver and consent and a related state securities matter resolved without admission), and it describes oversight measures such as independent custody audits and other safeguards tied to its custodial and affiliated‑fund activities.