A complete list of active advisors currently associated with CreativeOne Securities, LLC

Warmer can help you find a great advisor at CreativeOne Securities, LLC or one who fits your needs even better.

CreativeOne Securities, LLC (C1S) is a registered investment adviser that also operates as a FINRA/SIPC-member broker-dealer. The firm provides financial planning, consulting, retirement-plan services (including ERISA 3(21) and 3(38) offerings) and discretionary portfolio management to individuals (including high-net-worth clients), corporate and plan sponsors, overseeing roughly $2.54 billion in regulatory assets across its advisory programs. C1S combines individualized written planning and consulting with model-driven discretionary programs, including its Client Choice service and access to the affiliated CreativeOne Wealth, LLC platform; portfolio construction uses fundamental and cyclical analysis, model rebalancing, and custodial relationships (Schwab) for execution and reporting. The firm also refers clients to third-party managers, supports separately managed accounts and participant-level management, and typically grants representatives discretionary authority where agreed. Distinctive features include its dual role as an adviser and broker-dealer and common control with Creative One Marketing Corporation and the affiliated CreativeOne Wealth, LLC platform, which results in fee- and commission-sharing arrangements (including insurance and annuity commissions and platform fee splits). These revenue relationships and referral arrangements are disclosed as potential conflicts of interest, and the firm has a prior SEC administrative order (self-reported) relating to mutual fund share-class selection resolved in 2019.

To learn more about the advisors currently working at CreativeOne Securities, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.