A complete list of active advisors currently associated with Critical Mass Financial, LLC

Warmer can help you find a great advisor at Critical Mass Financial, LLC or one who fits your needs even better.

Critical Mass Financial, LLC offers discretionary and non-discretionary asset management and financial planning services to individuals and high-net-worth clients, and the firm’s brochure lists a $100,000 typical account minimum; the filing also reports that, as of the brochure date, the firm has no assets under management and no client accounts. Like many investment-manager firms, CMF structures ongoing portfolio management around documented client goals and periodic reviews rather than one-off advice engagements. The firm’s stated investment methods include fundamental and technical analysis and an allocation framework informed by modern portfolio theory, with strategies that may include long- and short-term holdings, options trading (including covered and uncovered strategies), and periodic tax-loss harvesting and rebalancing reviewed quarterly. CMF accepts both discretionary and non-discretionary authority and allows clients to impose written restrictions on investments, with account activity monitored against stated objectives and risk tolerances. A notable aspect of CMF’s business is its affiliation with a separate tax and insurance business through which the firm’s managing member offers insurance products and receives commission-based compensation; the brochure discloses this outside activity and the associated conflict of interest and the firm’s mitigating procedures. The brochure also notes the managing member maintains a full-time analyst role outside the firm and that CMF was formed in 2025, which together with the insurance affiliation are features that distinguish it from many peers in the investment-manager category.

To learn more about the advisors currently working at Critical Mass Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.