Crocker Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,136,817
Clients
7
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
LowAverage account size
$305,260
About
Crocker Capital provides investment advisory and financial planning services to individuals, high‑net‑worth clients, trusts, estates and business entities, and supplements those services with educational offerings focused on stocks and options. In addition to ongoing portfolio management and written financial plans, the firm offers modular consulting, a 90‑day one‑on‑one financial literacy mentoring program, periodic newsletters and public workshops.
The firm’s investment process blends fundamental, technical and cyclical analysis with a value‑oriented, strategic asset allocation approach and the ability to make tactical adjustments as market conditions warrant. Crocker Capital may implement margin and options strategies, including option writing and other derivatives exposure, within managed accounts and can manage client accounts on a discretionary basis while accommodating client‑imposed restrictions.
Notable distinctions include a substantial emphasis on paid subscription and educational products — multi‑week option courses, annual video subscription services for options and stock ideas, and fee‑based workshops and mentoring — alongside traditional advisory work. It is atypical for peers in this category to both publish periodic newsletters and maintain public live video content while actively using borrowing and derivatives in separately managed accounts.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
Options & derivatives strategies
Fee options
Financial planning and consulting services charged as fixed fees generally ranging from $500 to $3,000; Financial Literacy Mentoring Program fee $9,997; Options Class $1,997; Workshops $497.
$1 - $250,000: 2.00% $250,000 - $1,000,000: 1.75% $1,000,000 - $1,500,000: 1.30% $1,500,000 - $2,500,000: 1.00% $2,500,000+: Negotiable
Pro-rated hourly fee of $250 per hour for financial planning and consulting work if terminated after five business days.
Options trading video subscription service $2,497 annually ($624.25 quarterly); Stock trading video subscription service $2,497 annually ($624.25 quarterly).
Fee-only: Financial Planning & Consulting services offered under fixed fee arrangements generally ranging from $500 to $3,000; Financial Literacy Mentoring Program $9,997; Options Class $1,997; Options and Stock Video Subscription Services $2,497 annually; Workshops $497 per event.
Main office location
Crocker Capital, LLC
Cooper City FL, United States
Number of offices
1
Most active in
Crocker Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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