Crossroads Financial Services Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$23,055,862
Clients
40
Advisors
1
of 1 employees
About
Crossroads Financial Services Inc provides investment management and financial planning primarily for individuals and high‑net‑worth individuals and also works with charitable organizations in its client base. The firm operates on a fee‑only basis and manages client assets on a discretionary basis, overseeing portfolios that include stocks, bonds, mutual funds, ETFs, and municipal and government securities.
The firm develops personalized investment policies and asset allocation targets through initial and ongoing client discussions, combining passive and active strategies and applying fundamental and technical analysis as appropriate. Account supervision includes periodic reviews and the ability for clients to impose reasonable investment restrictions, with quarterly account reviews documented by the firm and custodial statements provided to clients.
Compared with many independent single‑advisor firms, Crossroads’s service mix is notable for including charitable organization clients alongside individual households, and the firm’s principal holds CFP® certification. The adviser maintains a fee‑only, no‑commission model, does not engage in performance‑based fees, and discloses a corporate entity change and procedures for recommending unaffiliated third‑party professionals without receiving referral compensation.
Client services
Expertise
Fee options
Fixed fees ranging from $500 to $10,000 for financial planning services
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% Above $2,000,000+: 0.50%
$200 per hour
Account minimum: $100,000 Fee-only: Fee-only compensation from clients; no commissions or other sales-related compensation
Main office
Pleasant Garden NC
Advisors at this office
1
Most active in
North Carolina
Also doing business as
Crossroads Financial Services Inc · Crossroads Financial Services LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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