A complete list of active advisors currently associated with Cruse Investments

Warmer can help you find a great advisor at Cruse Investments or one who fits your needs even better.

Cruse Investments provides investment management and written financial planning to individuals, trusts, estates and corporations, and offers advice on retirement rollovers and employer plan distributions. The firm prepares a written financial plan for planning clients and may construct portfolios using individual stocks and bonds, exchange-traded funds, and no-load or load-waived mutual funds. Portfolios are customized to clients’ objectives and rebalanced as needed, and the adviser may recommend third‑party managers for portions of a client’s assets. The firm operates with non‑discretionary authority for client accounts, requiring client approval before executing transactions, and discloses that it acts as a fiduciary when giving retirement account and rollover advice under ERISA rules. Compared with peers, the firm reports a predominantly non‑discretionary asset base (approximately $58 million of reportable non‑discretionary AUM) and works with pension or profit‑sharing/retirement plan matters, which is less common among solo independent advisers. The firm also discloses a prior disciplinary event in 2011 in which its principal consented, without admitting or denying the findings, to a FINRA sanction consisting of a 10‑day suspension and a $5,000 fine related to alleged discretionary trades executed without prior written authorization.

To learn more about the advisors currently working at Cruse Investments, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.