A complete list of active advisors currently associated with CST Financial Advisory LLC

Warmer can help you find a great advisor at CST Financial Advisory LLC or one who fits your needs even better.

CST Financial Advisory LLC is an independent, single-advisor registered investment adviser that provides ongoing portfolio management to individual and high‑net‑worth clients. The firm documents client goals and risk tolerance in written Investment Policy Statements and may direct clients to third‑party advisers or model portfolios as part of its service offering. CST’s investment process draws on charting, cyclical, fundamental, quantitative and technical analysis and can employ long‑ and short‑term trading, margin, options, and short‑sale strategies. The firm invests across mutual funds, ETFs, equities, fixed income, real estate funds and private placements, and it participates in Advyzon Investment Management’s Nucleus model marketplace while also making private pooled vehicles (including a Pomona product) available to suitable clients. Noteworthy distinctions include disclosure events tied to the firm’s principal that are disclosed in the brochure: a 2009 consent resolving a regulatory action with a $4,500 civil/administrative penalty and a 2013 FINRA matter resolved with a $7,500 penalty and a short suspension. The firm’s combination of access to a model marketplace, fee‑sharing when selecting other advisers, and offering private fund access at a small, solo‑advisor practice differentiates it from many peers.

To learn more about the advisors currently working at CST Financial Advisory LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.