CTM Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$10,489,648
Clients
8
Advisors
1
of 1 employees
About
CTM Financial, LLC is an independent registered investment adviser that provides portfolio management and advisory services to a small client base of eight clients, including individual investors and some corporate or business clients. The firm reports approximately $10.86 million in regulatory assets under management and generally charges fees based on a percentage of assets under management.
As a solo-practitioner firm, the sole managing member supervises client relationships directly and monitors recommendations for suitability, risk tolerance, and any client-imposed restrictions. The firm offers separately managed accounts and, in some strategies, employs derivatives to implement investment objectives and manage exposures.
What distinguishes CTM from many peers is the combination of operating as a one-advisor boutique while serving corporate/business clients and explicitly using derivatives within separately managed accounts—features that are uncommon among independent advisers. The firm’s brochure discloses no disciplinary history, no outside business activities, and no additional compensation arrangements, and the same individual has served as the managing member since 2003.
Client services
Main office
Mahwah NJ
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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