A complete list of active advisors currently associated with CW Securities, LLC

Warmer can help you find a great advisor at CW Securities, LLC or one who fits your needs even better.

CW Securities, LLC provides continuous investment supervisory services and portfolio management to individuals as well as pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporations. In addition to discretionary management, the firm offers financial planning and consulting services that can address estate planning, retirement planning, insurance and annuity matters. The firm develops client‑specific investment policies through personal discussions and implements those policies across equities, fixed income and mutual funds using a range of management styles (fixed income, growth and income, growth, and aggressive growth). Accounts are custodied and executed through Charles Schwab and American Funds, advisers select securities and model portfolios based on performance history and manager track records, and accounts are reviewed at least annually. The firm is under common ownership with a FINRA‑registered broker‑dealer and discloses it may recommend that affiliated broker‑dealer for execution, and firm leadership and associates maintain insurance agent appointments and may implement insurance transactions for separate compensation. Although the brochure describes the adviser as “fee‑only,” it also discloses brokerage affiliations, participation in Schwab and American Funds institutional programs, and other economic benefits — a mix of advisory, broker‑dealer and insurance activities that is less common among supported peers.

To learn more about the advisors currently working at CW Securities, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.