Amarillo, TX S Kentucky Street Office
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CWM, LLC
Enterprise
Firm-wide stats for CWM, LLC
About
CWM, LLC is an SEC‑registered investment adviser that serves a broad mix of individuals, high‑net‑worth families, foundations, endowments, corporations and institutional clients through a network of partner offices and more than 600 advisors. The firm offers portfolio management, financial planning, variable sub‑account management, sub‑advisory services, and a suite of retirement‑plan services including a Carson Retirement Program with delegated 3(38) and consulting options.
CWM typically manages accounts on a discretionary basis using model portfolios governed by an in‑house Investment Committee and combines fundamental and technical analysis, third‑party sub‑advisors and trade‑signal providers, and customization tools such as Orion Custom Indexing and access to alternative investments via iCapital. The brochure emphasizes ongoing fiduciary processes for retirement plans (e.g., FI360 toolkit and IPS‑driven monitoring), centralized custody and platform relationships (Fidelity, Schwab, Vestwell), and regular client reviews and reporting.
Several features in the brochure distinguish CWM from many enterprise peers: it discloses multiple sponsor and revenue‑sharing arrangements (for example, a Flourish revenue‑sharing program and parent‑company investments in Vanilla), a paid Premier Partner investment universe, and a lead‑generation/matching platform and trust administration offering — all accompanied by explicit conflict‑of‑interest disclosures. The firm’s materials also note that it advertises predecessor performance (a relatively uncommon practice for large advisers) and place heavier operational emphasis on retirement plan, institutional and platform services than on charity‑focused practice areas.
Based on CWM, LLC
Expertise
Based on CWM, LLC
Location
1616 S Kentucky Street, Ste. D110
Amarillo TX 79102
Advisors at this office
3
Advisors at this office
Michael H
Series 63, Series 65
Amarillo, TX
CWM, LLC
Michael Hall is a financial advisor with CWM, LLC, holding Series 63 and Series 65 credentials and bringing 26 years of industry experience. He has been with CWM since 2024 and also owns Lighthouse Tax Services and Shane Hall Financial, where he provides fixed annuities, life insurance, long-term care insurance, and tax preparation services. Hall serves as a board member for Ascension Academy, advising on operating decisions. CWM, LLC is an SEC-registered investment adviser serving individuals, families, foundations, and institutional clients through a network of over 600 advisors. The firm manages accounts primarily on a discretionary basis using model portfolios and combines multiple investment strategies with tools for customization and retirement-plan services.
James H
CFP®, Series 63, Series 65
Amarillo, TX
CWM, LLC
James Hughes is a CFP® professional with seven years of industry experience. He is currently with CWM, LLC and has previously worked at Shane Hall Financial and PlanMember Securities Corporation. Outside of his advisory roles, he has provided administrative securities support and sales generation for Shane Hall Financial. CWM, LLC is an SEC-registered investment adviser serving individual, high-net-worth, and institutional clients through a network of more than 600 advisors. The firm offers portfolio management, financial planning, and retirement-plan services, typically managing accounts on a discretionary basis with a combination of fundamental and technical analysis and access to alternative investments.
Texanna S
Series 63, Series 65
Amarillo, TX
CWM, LLC
Texanna Stallwitz is a financial advisor at CWM, LLC with five years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at PlanMember Securities Corporation and Shane Hall Financial. In addition to her advisory role, she provides administrative support as a licensed sales assistant at Shane Hall Financial. CWM, LLC is an SEC-registered investment adviser serving individuals, families, foundations, endowments, corporations, and institutions through a network of over 600 advisors. The firm manages discretionary accounts using model portfolios supported by an in-house Investment Committee and offers a range of portfolio management, financial planning, and retirement-plan services.
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