Cypress Path Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$80,377,964
Clients
61
Advisors
2
of 2 employees
About
Cypress Path Capital is a small, state-registered advisory firm that serves primarily individual and high-net-worth clients as well as select corporate, charitable and retirement-plan clients, providing discretionary portfolio management and financial planning services. The firm emphasizes written investment policy statements and ongoing monitoring to align portfolios with clients’ objectives, time horizons and risk tolerances.
The firm applies a mix of fundamental, technical, cyclical and mutual fund/ETF analysis and offers strategies labeled for growth and preservation of capital; it may use ETFs, mutual funds and fixed income alongside active trading tools such as options and, at times, inverse and leveraged ETFs. CPC seeks to exercise discretion for trading and allocation but documents client risk profiles and may implement hedging or tactical positions consistent with those profiles.
Distinctive operational features include a $500,000 typical account minimum and a compact advisory team that manages roughly $81.6 million across about 61 clients, reflecting a focused client roster. The firm uses trade-date valuations and Black Diamond billing (which can differ from custodian reports) and requires clients receiving ongoing planning to use a third-party payment portal, while waiving planning fees when clients engage the firm for investment management.
Client services
Expertise
Fee options
Fixed fees for financial planning services range from $500 to $10,000 for one-time services; ongoing planning fees $4,000 to $10,000 per year; also flat fee investment management services up to $2,500 annually
Up to 1.00% annually, fixed rate per client (no tier schedule)
Hourly fees for financial planning services range from $100 to $350 per hour
Account minimum: $500,000 Minimum fee: Flat dollar fees for investment management services up to $2,500 per year Fee-only: Financial planning fees charged hourly or fixed fee basis; hourly rates $100–$350; fixed fees $500–$10,000 for one-time services; ongoing planning fees $4,000–$10,000 per annum
Main office
200 Clocktower Place, Ste. E208
Carmel CA 93923
Advisors at this office
2
Most active in
California · Texas
Also doing business as
Cypress Path Capital, LLC · Given And Dini Investment Management · Given And Dini Investment Management, LLC · Given Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Howard G
Series 63, Series 65
Carmel, CA
Cypress Path Capital, LLC
Howard Given is a financial advisor at Cypress Path Capital, LLC with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Cypress Path Capital since 2003. Cypress Path Capital is a state-registered advisory firm serving individual and high-net-worth clients, as well as select corporate, charitable, and retirement-plan clients. The firm provides discretionary portfolio management and financial planning services, utilizing a combination of fundamental, technical, and cyclical analysis alongside various investment vehicles including ETFs, mutual funds, and options.
Raymond M
CFA®, Series 63
Carmel, CA
Cypress Path Capital, LLC
Raymond Mayer is a CFA® charterholder with nine years of industry experience, currently serving as an advisor at Cypress Path Capital, LLC since 2015. He holds a Series 63 license and is based in Carmel, California. Cypress Path Capital is a small, state-registered advisory firm serving individual and high-net-worth clients, as well as select corporate, charitable, and retirement-plan clients. The firm provides discretionary portfolio management and financial planning services, using a blend of fundamental, technical, and cyclical analysis alongside mutual funds, ETFs, and active trading strategies to align portfolios with client objectives and risk tolerances.
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