D.A. Flowers & Company, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
D.A. Flowers & Company, LLC provides investment management and personal financial planning on a fee‑only basis, managing $50,010,935 in discretionary assets for 38 clients. Its client base includes individuals as well as pension and profit‑sharing plans, trusts, estates and charitable organizations.
The firm typically integrates a year‑long, collaborative planning process with ongoing portfolio management and prepares an Investment Policy Statement for each client. Investment management follows a Modern Portfolio Theory approach using mean‑variance optimization across up to ten asset classes, with an emphasis on diversification, low turnover, cost control and tax efficiency.
Noteworthy for a single‑advisor practice, the firm accepts charitable organizations and other institutional account types in addition to individual households. It manages client accounts on a discretionary basis and documents practices through written policies (e.g., IPS, Code of Ethics, personal trading policy) and a custodial relationship with a low‑cost custodian.
Client services
Expertise
Fee options
Comprehensive Financial Plan typically costs $3,900 including up to 20 hours of professional time over the first year.
$0 - $1,000,000: 1.00% annually $1,000,000 - $2,000,000: 0.75% annually $2,000,000 - $5,000,000: 0.50% annually $5,000,000+: 0.25% annually
$250 per hour with a $500 minimum for limited scope financial planning projects.
Account minimum: $350,000 Minimum fee: $3,500 per year minimum annual fee for investment management Fee-only: Firm is fee-only; compensated only by fees charged to clients, no commissions received.
Main office
1400 Shattuck Ave Ste 5
Berkeley CA 94709-1485
Advisors at this office
1
Most active in
California
Also doing business as
D. A. Flowers & Company · D.A. Flowers & Company, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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