D'Arcangelo Financial Advisors, LLC logo

D'Arcangelo Financial Advisors, LLC

Updated today

Client assets under management

$0

Clients

15

0% high-net-worth

Advisors

5

of 5 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

3

Very Low

Average account size

$0

About

D’Arcangelo Financial Advisors is a fee-based advisory firm that provides discretionary and non-discretionary portfolio management, comprehensive financial planning, consulting, and pension/401(k) plan advisory services to a relatively small client roster including employer-sponsored retirement plans, trusts, estates, charitable organizations, and individual clients. The firm charges percentage-of-AUM advisory fees and also offers standalone hourly or fixed-fee planning and consulting engagements.

The firm’s advice begins with in-depth fact-finding and a written Investment Policy Statement and is implemented largely with mutual funds, ETFs, alternative investments and annuities managed with a long-term orientation and periodic rebalancing; it uses planning and tax software (eMoney and Holistaplan) and custodial tools (Schwab iRebal) to automate and monitor portfolios. For pension and 401(k) clients the adviser prepares IPS documents, helps select and monitor investment lineups (including working with a third-party 3(38) manager), and provides participant education and workshops.

Compared with many peer teams, the firm emphasizes pension consulting and participant education and publishes quarterly newsletters and occasional seminars on topics that have included cryptocurrency and bond funds—services that are relatively uncommon among similar-sized advisory teams. The brochure also discloses that firm principals engage in non-advisory activities (licensed insurance brokerage and affiliations with an accounting firm), and the firm documents referral arrangements and the solicitation of client testimonials in its written policies.

Client services

Financial planning Portfolio management Pension consulting Newsletters or periodicals Educational seminars or workshops

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities

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Fee options

Fixed

Fixed fees range from $1,800 to $3,500 for comprehensive financial planning services.

Percentage

$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.85% annually $1,000,001 - $2,000,000: 0.75% annually $2,000,001 - $3,500,000: 0.50% annually $3,500,001 - $5,000,000: 0.40% annually $5,000,001 - $10,000,000: 0.30% annually $10,000,001+: 0.25% annually

Commissions

Insurance commissions received by certain principals acting as insurance agents/brokers; finder and placement fees for private placement referrals.

Project-based

$100 to $250 per hour depending on complexity and staff involved.

Other

Account minimum: $250,000 Fee-only: Hourly rate ranges from $100 to $250 per hour; Fixed fees range from $1,800 to $3,500 for a complete financial plan; Pension consulting fees range from 0.10% to 0.45% based on plan asset balances.

Main office location

D'Arcangelo Financial Advisors, LLC

510 Haight Avenue, Suite 201

Poughkeepsie NY 12603, United States

Number of offices

2

Most active in

Connecticut · Florida · Massachusetts · New Jersey · New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Laura B

Series 65

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

Laura Betros is a financial advisor at D'Arcangelo Financial Advisors, LLC with five years of industry experience. She holds a Series 65 credential and previously worked at Willis Towers Watson from 2014 to 2019 before joining D'Arcangelo Financial Advisors. D'Arcangelo Financial Advisors is a fee-based advisory firm serving employer-sponsored retirement plans, trusts, estates, charitable organizations, and individual clients. The firm offers discretionary and non-discretionary portfolio management, comprehensive financial planning, pension and 401(k) consulting, and participant education, implementing investment strategies using mutual funds, ETFs, alternative investments, and annuities with a long-term focus.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
user avatar

John C

PFS™

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

John Cina Jr. is a PFS™ credentialed advisor at D'Arcangelo Financial Advisors, LLC with 4 years of industry experience and over 27 years affiliated with the firm. He has held roles at Prager Metis CPAs as a partner since 2020 and is the owner of CARJAC, Inc., an investment-related business. Additionally, he manages Exotic Hardwoods LLC, a woodworking and hardwood sales company. D'Arcangelo Financial Advisors is a fee-based firm serving employer-sponsored retirement plans, trusts, estates, charitable organizations, and individual clients. The firm provides portfolio management, comprehensive financial planning, and pension/401(k) plan advisory services, emphasizing pension consulting and participant education through tools like Investment Policy Statements, tax software, and custodial automation.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
user avatar

Thomas B

Series 63, Series 65

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

Thomas Betros is a financial advisor with D'Arcangelo Financial Advisors, LLC, holding Series 63 and Series 65 designations and seven years of industry experience. His prior positions include roles at Fidelity Investments, Blueprint Financial Group, TD Ameritrade, and Commonwealth Financial Network. D'Arcangelo Financial Advisors is a fee-based firm serving employer-sponsored retirement plans, trusts, estates, charitable organizations, and individual clients. The team provides discretionary and non-discretionary portfolio management, financial planning, and pension/401(k) advisory services, emphasizing pension consulting, participant education, and the use of written Investment Policy Statements to guide long-term investment strategies.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
user avatar

Brian D

Series 65

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

Brian Di Filippo is a financial advisor at D'Arcangelo Financial Advisors, LLC with four years of industry experience. He holds a Series 65 designation and has previously held roles at Prager Metis CPAs LLC and D'Arcangelo & Co. LLP. Outside of advising, Di Filippo is involved in several CPA-related business activities. D'Arcangelo Financial Advisors is a fee-based firm serving employer-sponsored retirement plans, trusts, estates, charitable organizations, and individual clients. The firm offers discretionary and non-discretionary portfolio management, comprehensive financial planning, and pension/401(k) consulting, emphasizing pension plan advisory and participant education through workshops and newsletters.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
user avatar

Michael B

PFS™, Series 63, Series 66

Poughkeepsie, NY

D'Arcangelo Financial Advisors, LLC

Michael Betros is a financial advisor with D'Arcangelo Financial Advisors, LLC, holding the PFS™ designation and Series 63 and 66 licenses, and has 16 years of industry experience. He has been associated with D'Arcangelo Financial Advisors since 1999 and with Prager Metis CPA LLC since 2020. Betros serves as trustee for multiple irrevocable trusts, dedicating regular time monthly to these responsibilities. D'Arcangelo Financial Advisors is a fee-based advisory firm serving a select group of clients, including employer-sponsored retirement plans, trusts, estates, charitable organizations, and individuals. The firm offers portfolio management, comprehensive financial planning, and pension/401(k) consulting, employing a long-term investment approach with regular rebalancing and an emphasis on participant education and pension consulting.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
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