D'Arcangelo Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
D’Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to a mix of clients including employer-sponsored retirement plans, trusts, estates, and charitable organizations, and offers portfolio management on both discretionary and non‑discretionary bases. While it will work with individual investors, the firm’s brochure emphasizes pension and 401(k) plan consulting and plan advisory services as a central part of its practice.
The firm’s investment process favors long-term allocations implemented with mutual funds, ETFs and selected alternatives, guided by written investment policy statements and periodic reviews; it also uses custodial trading tools and, with client consent, automated rebalancing and block trading capabilities. For employer retirement plans the firm assists with IPS preparation, investment lineups and monitoring, and coordinates with a third‑party 3(38) manager and administrator while offering non‑personalized participant education workshops.
Noteworthy distinctions include the firm’s regular quarterly newsletter and occasional educational seminars on niche topics such as cryptocurrency and bond funds, offerings that are uncommon among similar team firms, and its reported limited engagement with both non‑high‑net‑worth and high‑net‑worth individual retail segments. The brochure also discloses a prior lawsuit connected to private loan investments that the firm no longer permits, and describes senior personnel’s separate accounting and insurance activities and referral arrangements as potential conflicts of interest.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for financial planning range from $1,800 to $3,500 depending on complexity.
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.85% $1,000,001 - $2,000,000: 0.75% $2,000,001 - $3,500,000: 0.50% $3,500,001 - $5,000,000: 0.40% $5,000,001 - $10,000,000: 0.30% $10,000,001+: 0.25%
$100 to $250 per hour for financial planning and consulting services.
Account minimum: $250,000
Main office
See office510 Haight Avenue, Suite 201
Poughkeepsie NY 12603
Advisors at this office
5
Offices (2)
Most active in
Connecticut · Florida · Massachusetts · New Jersey · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Laura B
CFP®, Series 65
Poughkeepsie, NY
D'Arcangelo Financial Advisors, LLC
Laura Betros is a CFP® with six years of industry experience, currently serving at D'Arcangelo Financial Advisors, LLC as part of a six-advisor team. She worked at Willis Towers Watson for five years before joining D'Arcangelo Financial Advisors and has also operated as an independent insurance broker. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes pension and 401(k) plan consulting and uses a long-term investment approach involving mutual funds, ETFs, and selected alternatives guided by written investment policy statements.
John C
PFS™
Poughkeepsie, NY
D'Arcangelo Financial Advisors, LLC
John Cina Jr. is a financial advisor at D'Arcangelo Financial Advisors, LLC with the PFS™ designation and five years of industry experience. He has worked at Prager Metis CPAs since 2020 as a partner handling CPA-related duties and owns Exotic Hardwoods LLC, a woodworking and hardwood sales business. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services primarily to employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes long-term allocations using mutual funds, ETFs, and selected alternatives, with a focus on pension and 401(k) plan consulting.
Olivia S
Series 65
Poughkeepsie, NY
D'Arcangelo Financial Advisors, LLC
Olivia Santora is a financial advisor with D’Arcangelo Financial Advisors, LLC, holding a Series 65 credential and based in Poughkeepsie, NY. She has experience working at Burger Box and Mary Janes, totaling 11 years in her career. D’Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to clients including employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes pension and 401(k) plan consulting and uses a long-term investment approach with mutual funds, ETFs, and selected alternatives.
Thomas B
CFP®, CFA®, Series 63, Series 65
Poughkeepsie, NY
D'Arcangelo Financial Advisors, LLC
Thomas Betros is a CFP® and CFA® with eight years of experience in financial advisory. He is currently with D'Arcangelo Financial Advisors, LLC, where he has worked since 2025. His prior experience includes roles at Fidelity Investments, Northwestern Mutual, TD Ameritrade/Charles Schwab, and Commonwealth Financial Network. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to a range of clients, including employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm focuses on pension and 401(k) plan consulting, using a long-term investment approach that incorporates mutual funds, ETFs, and selected alternatives guided by written policy statements and periodic reviews.
Brian D
Series 65
Poughkeepsie, NY
D'Arcangelo Financial Advisors, LLC
Brian Di Filippo is a financial advisor at D'Arcangelo Financial Advisors, LLC with four years of industry experience. He holds a Series 65 credential and has worked at D'Arcangelo Financial Advisors since 2022. Prior to this, he has been affiliated with Prager Metis CPAs LLC since 2020 and D'Arcangelo & Co. LLP from 2005 to 2020. Outside of advisory work, he is a partner in Arlington Professional Suites LLC, a real estate management venture. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to employer-sponsored retirement plans, trusts, estates, and charitable organizations, with a focus on pension and 401(k) plan consulting. The firm employs a long-term investment approach using mutual funds, ETFs, and selected alternatives, supported by written investment policy statements, periodic reviews, and custodial trading tools.
Michael B
PFS™, Series 63, Series 66
Poughkeepsie, NY
D'Arcangelo Financial Advisors, LLC
Michael Betros is a financial advisor at D'Arcangelo Financial Advisors, LLC with 17 years of industry experience. He holds the PFS™ designation along with Series 63 and Series 66 licenses. His career includes roles at PragerMetis CPAs LLC since 2020 and managing his own firm, Michael C Betros Corp., since 2014. He serves as trustee for multiple irrevocable trusts. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to clients including employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes pension and 401(k) plan consulting and employs a long-term investment process using mutual funds, ETFs, and selected alternatives, supported by written investment policies and periodic reviews.
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