D'Arcy Wealth Management, INC. - A California Corporation
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
D’Arcy Wealth Management provides investment advisory and asset management services primarily to individual clients, small business owners and other business entities, and also recommends and sells life, health, Medicare, long‑term care and other insurance products. The firm offers portfolio construction, ongoing monitoring, and client consultations as part of its advisory service, and reports that it manages a modest number of client accounts and assets.
The firm’s investment process centers on asset allocation and a combination of fundamental and technical analysis for strategic, generally long‑term portfolios, with tactical adjustments available when appropriate. Portfolios are managed through a wrap‑fee program and the firm currently provides advice and trades on a non‑discretionary, client‑consent basis rather than exercising discretionary trading authority.
Notable aspects of the firm compared with peers include its use of negotiated performance‑based fee arrangements for qualified clients alongside wrap‑fee advisory accounts, and the fact that the managing member operates an affiliated insurance agency and devotes a substantial portion of time to commissionable insurance activities. These features — the mix of performance fees with a wrap program, primarily non‑discretionary management, and significant insurance brokerage activity — are less common among similarly supported advisory firms.
Client services
Expertise
Fee options
Flat fees may be negotiated but must not exceed fee schedule; specifics listed in Asset Management Fee Agreement.
$0 - $1,000,000: 1.50% annually $1,000,001 - $3,000,000: 1.25% annually $3,000,001+: Negotiable
Commission income received from sale of insurance products; usual and customary commissions for life, disability, health, personal and commercial insurance sales.
10% incentive fee on new profits, 2% annual management fee; performance based fees applicable for qualified clients with minimum $1,000,000 assets under management.
Account minimum: $25,000
Main office
Corona CA
Advisors at this office
2
Most active in
California · Texas
Also doing business as
Cherry Junior, Dempster Robert · D'arcy Wealth Management · D'arcy Wealth Management, Inc. · D'arcy Wealth Management, Inc. A California Corporation
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Dempster C
Series 63, Series 65
Corona, CA
D'Arcy Wealth Management, Inc. - A California Corporation
Dempster Cherry Jr. is a financial advisor at D'Arcy Wealth Management, Inc. in Corona, CA, holding Series 63 and Series 65 licenses with 14 years of industry experience. He has been involved with D'Arcy Wealth Management since 2016 and also serves as president of D'Arcy Insurance Agency, LLC, where he focuses on insurance sales including life, health, disability, and property and casualty coverage. D'Arcy Wealth Management provides investment advisory and asset management services primarily to individual clients, small business owners, and other business entities, combining asset allocation with fundamental and technical analysis to construct primarily long-term portfolios. The firm manages a modest number of client accounts through a non-discretionary, client-consent approach and integrates insurance product offerings alongside its advisory services.
Tony L
Series 63, Series 65
Corona, CA
D'Arcy Wealth Management, INC. - A California Corporation
Tony Lim is a financial advisor at D'Arcy Wealth Management, Inc., holding Series 63 and Series 65 licenses with 29 years of industry experience. His prior roles include positions at Fidelity Funding, Interest Smart Home Loans, True Colors Investing, and several other firms. D'Arcy Wealth Management provides investment advisory and asset management services mainly to individuals, small business owners, and business entities, combining fundamental and technical analysis in a primarily long-term, asset allocation-focused approach. The firm manages accounts through wrap-fee programs on a mainly non-discretionary basis and offers a mix of performance-based fees alongside significant insurance brokerage activities.
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