D.R. Harris & Co.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
D.R. Harris & Co. provides non-discretionary securities investment monitoring and advice to individual clients, operating as a single-advisor practice with a very small client base (about eight clients). The firm also offers separate, non-advisory services for some clients, including income tax return preparation and business-owner financial and strategic planning.
The advisor takes a customized, long-term, lower-turnover approach that emphasizes tailoring allocations to each client’s goals, risk tolerance, liquidity needs and income sources; recommendations may include growth and income mixes, situational hedges, and occasionally less-common instruments such as closed-end funds or unsponsored ADRs. D.R. Harris & Co. routinely monitors accounts but does not trade for clients (clients execute trades with their chosen custodians), and the firm generally avoids churning accounts.
Compared with many independent advisors, the firm charges flat, prepaid advisory fees rather than percentage-of-assets-under-management, and it structures fees and billing on a negotiated, client-by-client basis. The principal’s legal and tax background (JD and prior legal internships) and the firm’s provision of tax preparation and business-owner planning as distinct services are notable operational features for a solo RIA of this size.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Fee-only: Flat advisory fee paid in advance, individually determined, negotiable, typically billed quarterly, semi-annually, or annually.
Main office
4275 Executive Square, Suite 200
La Jolla CA 92037
Advisors at this office
1
Most active in
California · Texas
Also doing business as
D.R. Harris & Co. · Harris, Daniel, Royer
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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