Dachtler Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dachtler Wealth Advisors is a small SEC‑registered advisory firm that serves individual investors—including high‑net‑worth clients—along with trusts, estates, and retirement plans. The firm provides discretionary portfolio management and incidental financial planning, and generally charges fees based on assets under management.
The firm implements client portfolios primarily by placing accounts into third‑party model providers and sub‑advisers (including SEI Investments Management Corporation and First Trust) rather than relying on proprietary security analysis. Through those platforms it offers exposure to a broad set of investments and strategies—such as mutual funds, ETFs, buffer (defined‑outcome) ETFs, direct indexing, and securities‑backed lines of credit—and certain SEI programs require custody with SEI Trust Company.
Noteworthy distinctions include its two‑advisor structure managing roughly $120 million in discretionary assets since beginning advisory services in 2025, and affiliations that permit associated persons to act as broker‑dealer registered representatives and licensed insurance agents, which the firm discloses as potential conflicts of interest. The firm also discloses use of AI tools for meeting recording/transcription and a policy of not aggregating block trades, practices that differ from many peers and may affect trade execution, reporting, and conflict oversight.
Client services
Expertise
Fee options
up to 1.20% annually
Commission-based compensation earned by registered representatives for securities sales and by licensed insurance agents for insurance products, separate from advisory fees.
Account minimum: $100,000
Main office
2130 E Bidwell Street, Suite 100
Folsom CA 95630
Advisors at this office
2
Most active in
Arizona · California · Nevada · Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Richard R
Series 66
Folsom, CA
Dachtler Wealth Advisors, LLC
Richard Rouse is a financial advisor at Dachtler Wealth Advisors, LLC with 10 years of industry experience. He holds a Series 66 designation and has previously worked at Calton & Associates, Inc. and Ameritas Investment Corp. Outside of his advisory role, he owns an insurance business focused on life, disability, and annuity products and is involved with LegacyLock, LLC, which licenses estate document software. Dachtler Wealth Advisors provides asset management, financial planning, and retirement plan consulting to individuals, pension and profit-sharing plans, and other advisers. The firm uses a combination of fundamental and technical analysis alongside modern portfolio theory to develop tailored investment strategies and offers ongoing planning with options for discretionary or non-discretionary management.
Heather H
CFP®, Series 66
Folsom, CA
Dachtler Wealth Advisors, LLC
Heather Huppe is a CFP® with 16 years of industry experience and currently serves at Dachtler Wealth Advisors, LLC. Her prior roles include positions at Calton & Associates, Inc., Dachtler Wealth Management, LLC, and Ameritas Investment Corp. Dachtler Wealth Advisors is a small SEC-registered firm serving individual investors, trusts, estates, and retirement plans. The firm primarily implements client portfolios through third-party model providers and sub-advisers, offering a range of investment strategies including mutual funds, ETFs, and direct indexing.
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