Daehan Securities,Inc

Daehan Securities, Inc. is a small, independent registered investment adviser that serves individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers discretionary (and occasional non‑discretionary) equity portfolio management, a defined Balanced Portfolio strategy, and modular financial planning to a client base of roughly 35 accounts representing about $4.7 million in assets under management.

The firm customizes advice through an initial suitability review and ongoing monitoring, employing both fundamental and technical analysis and using long‑ and short‑term trading as appropriate. Its Balanced Portfolio targets approximately a 50/50 allocation to dividend‑paying equities and fixed income, relies on quantitative fundamental screening with a technical overlay for timing, and may use option strategies (up to 10% of assets) for hedging.

Distinctive features include the firm’s principal maintaining active registrations outside the RIA — as a broker‑dealer representative and as a licensed insurance agent — activities disclosed as outside business interests that may produce insurance and execution‑related revenues. The firm also highlights specialized experience and execution capabilities related to the Korea market and offers focused planning modules (for example, 401(k) reviews and small‑business planning), a mix of services that is atypical for a solo independent adviser.