DAI Wealth, LLC

David Ulm is a financial advisor with DAI Wealth, LLC, holding Series 63 and Series 65 licenses and 13 years of industry experience. His previous roles include positions at Frontier Asset Management, Cedar Capital, LLC, and Foreside Fund Services, LLC. He is currently based in Wayzata, MN. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm employs a variety of account structures and uses third-party managers and platform providers, conducting ongoing due diligence and portfolio rebalancing as part of its investment process.

Kristin Creighton is a financial advisor at DAI Wealth, LLC with seven years of industry experience. She holds the Series 63, 65, and 66 licenses and previously worked at Concorde Investment Services, LLC. Outside of finance, she operates Kristin Creighton Design, a marketing, sales, and branding consulting business for small companies. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm uses third-party managers and platform providers to tailor portfolios to client objectives and offers ongoing due diligence, portfolio rebalancing, and performance reporting.

Jason Mullins is a financial advisor at DAI Wealth, LLC with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at SCF Investment Advisors, Inc. and FSC Securities Corporation. Mullins serves on the board of Triumph Centre @ Bethel and is a financial education instructor with The Society for Financial Awareness. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm utilizes multiple custodial platforms and third-party managers to tailor portfolios according to client objectives and offers ERISA fiduciary and non-fiduciary retirement plan services.

James Goolsby is a financial advisor at DAI Wealth, LLC with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at firms including Concorde Investment Services, Sowell Management, Suntrust Investment Services, and Morgan Stanley. Outside of his advisory role, he is president and owner of Paragon Wealth Counselors, a securities-related business. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning to a diverse client base including individuals, pension plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and uses third-party managers and technology platforms to tailor portfolios aligned with client objectives.

Leslie Penka is a financial advisor at DAI Wealth, LLC with 20 years of industry experience. She holds Series 63 and Series 66 credentials and has worked at firms including Purshe Kaplan Sterling Investments, LPL Financial, and NewEdge Advisors. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and utilizes third-party managers and platform providers to tailor portfolios according to client objectives.

Katelyn Michaletz is a financial advisor at DAI Wealth, LLC with two years of industry experience. She holds a Series 66 designation and previously operated her own advisory firm, J K Michaletz Financial Advisory, LLC, from 2019 to 2023. Outside of her advisory work, she is a consultant and brand advocate for BeautyCounter Brands, LLC. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, pension plans, and charitable organizations. The firm uses a multi-advisor platform and a range of investment strategies implemented through third-party managers and various account types.

Brett Dickinson is a financial advisor at DAI Wealth, LLC with two years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Arete Wealth Management, LLC and John Galt Wealth Solutions. Outside of finance, he serves as General Manager at Central Texas Harley-Davidson. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a broad client base, including individuals, pension plans, and charitable organizations. The firm uses a multi-advisor platform and a range of third-party managers and platforms to tailor portfolios to client objectives.

Joey Miller is a financial advisor with DAI Wealth, LLC, holding Series 63 and Series 65 credentials and 12 years of industry experience. He previously worked at Arete Wealth Advisors LLC and Arete Wealth Management LLC for nine years and Traders Edge for nine years. Outside of advising, he owns JMKW Ventures, an entity established to acquire a ranch in Texas, and JGFS Management LLC, which provides employee payroll and healthcare services. DAI Wealth, LLC offers discretionary and non-discretionary investment management and financial planning to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and uses fundamental and technical analysis to tailor portfolios implemented through various managed account programs.

Amy Fosbenner is a financial advisor at DAI Wealth, LLC with seven years of industry experience. She holds the Series 66 designation and has worked at firms including Concorde Investment Services and Concorde Asset Management. Fosbenner is also the founder and president of Fosbenner Financial, LLC. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning to a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and uses third-party managers and platform providers to tailor portfolios according to client objectives.

John Martin is a CFP® with 22 years of industry experience, currently serving as a financial advisor at DAI Wealth, LLC. His prior experience includes roles at DAI Securities, LLC, SagePoint Financial, National Planning Holdings, Ivy Funds Distributor Inc, and Waddell & Reed Inc. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and uses third-party managers and various account structures to tailor portfolios to client objectives.

Roy Pfleger is a financial advisor with DAI Wealth, LLC, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. His prior roles include positions at Concorde Asset Management, Inc. and Concorde Investment Services, LLC. Outside of his advisory work, he is president and owner of Roy V. Pfleger II Consulting, Inc., where he offers traditional and alternative investment strategies as a consultant. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, retirement plans, and charitable organizations. The firm uses a multi-advisor platform and employs multiple custodial and platform arrangements to tailor portfolios to client objectives, incorporating both fundamental and technical analysis.

Isaac Ortiz is a CFP® professional with 22 years of industry experience, currently serving as a financial advisor at DAI Wealth, LLC since 2022. His prior experience includes roles at SCF Investment Advisors, Inc. and FSC Securities Corporation. Outside of his advisory work, Ortiz operates a business involved in risk management and advanced estate and business planning strategies, as well as a collectibles venture selling items online. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, institutions, and retirement plans. The firm employs a range of managed account solutions and conducts ongoing manager due diligence, offering tailored portfolios supported by multiple custodial and platform providers.

Jonathan Creighton is a financial advisor with DAI Wealth, LLC in Hingham, MA, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. He has worked at DAI Securities, LLC since 2020 and previously spent eight years at Concorde Asset Management, LLC. Outside of advisory work, he is involved in real estate brokerage and consulting through Jack Creighton Real Estate Brokerage & Consulting and contributes business and financial commentary via S-NET-INVEST. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including high-net-worth individuals, pension plans, and charitable organizations. The firm employs a multi-advisor platform, uses both fundamental and technical analysis in portfolio management, and offers a range of investment vehicles and retirement plan services.

Albert Flor is a financial advisor at DAI Wealth, LLC with five years of industry experience. He holds a Series 66 designation and has worked at DAI Wealth since 2025. Prior to this, he has been employed by Dai Securities LLC since 2020 and serves as a Boeing 767 First Officer for Delta Air Lines since 2017. Flor also served in the United States Navy for ten years. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse range of clients, including individuals, pension and profit-sharing plans, charitable organizations, corporations, trusts, and retirement plans. The firm utilizes third-party managers and platforms, conducts ongoing due diligence, and offers tailored portfolios to meet client objectives.

Christine Michaletz is a financial advisor with DAI Wealth, LLC in Atlanta, GA, holding a Series 66 designation and bringing 12 years of industry experience. She has worked at Lewis Financial Group, L.C. since 2018 and previously at Concorde Investment Services, LLC. Michaletz also serves as COO and Investment Advisor Representative at DAI Wealth Inc. and oversees business operations for related entities. Outside of her advisory role, she manages several non-investment ventures, including a firearms training business and multiple holding companies. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and uses third-party managers and platforms to tailor portfolios according to client objectives.