DAI Wealth, LLC

David Ulm is a financial advisor with DAI Wealth, LLC in Mankato, MN, holding Series 63 and Series 65 credentials and 14 years of industry experience. His prior work includes nine years at Frontier Asset Management and current roles at DAI Wealth LLC and DAI Securities LLC. DAI Wealth, LLC manages approximately $330 million in assets and serves a diverse range of individual and institutional clients, including high-net-worth individuals, pension plans, charitable organizations, and government entities. The firm employs a combination of advisor-led customization and third-party model solutions to deliver investment management, financial planning, and retirement-plan advisory services.

Kristin Creighton is a financial advisor at DAI Wealth, LLC with eight years of industry experience. She holds the Series 63, Series 65, and Series 66 licenses. Prior to joining DAI Wealth, she worked at Concorde Investment Services and DAI Securities. Outside of finance, she operates a marketing, sales, and branding consulting business for small companies through her firm, Kristin Creighton Design. DAI Wealth, LLC manages approximately $330 million in assets for a diverse client base, including high-net-worth individuals and institutional clients. The firm offers customized investment management and retirement plan advisory services using a combination of advisor-led strategies and third-party platform solutions.

Jason Mullins is a financial advisor at DAI Wealth, LLC with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at SCF Investment Advisors, Inc. and FSC Securities Corporation. Mullins serves on the board of Triumph Centre @ Bethel and is a financial education instructor with The Society for Financial Awareness. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm utilizes multiple custodial platforms and third-party managers to tailor portfolios according to client objectives and offers ERISA fiduciary and non-fiduciary retirement plan services.

James Goolsby is a financial advisor at DAI Wealth, LLC with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at firms including Concorde Investment Services, Sowell Management, Suntrust Investment Services, and Morgan Stanley. Outside of his advisory role, he is president and owner of Paragon Wealth Counselors, a securities-related business. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning to a diverse client base including individuals, pension plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and uses third-party managers and technology platforms to tailor portfolios aligned with client objectives.

Leslie Penka is a financial advisor at DAI Wealth, LLC with 20 years of industry experience. She holds Series 63 and Series 66 credentials and has worked at firms including Expand Financial, LPL Financial, NewEdge Advisors, and Purshe Kaplan Sterling Investments. DAI Wealth, LLC is a multi-advisor team managing approximately $330 million in assets, serving a diverse group of individual and institutional clients. The firm offers customized investment management through a range of account types and platforms, and it serves several uncommon institutional client types such as sovereign wealth funds and state or municipal government entities.

Katelyn Michaletz is a Series 66-licensed financial advisor with DAI Wealth, LLC, where she has worked since 2023. She has three years of experience in the financial industry, including four years running her own advisory firm prior to joining DAI Wealth. Outside of her advisory work, Katelyn is a consultant and brand advocate for BeautyCounter Brands, LLC. DAI Wealth, LLC is a multi-advisor firm managing approximately $330 million in assets, serving a diverse client base that includes high-net-worth individuals, institutional investors, and various types of retirement plans. The firm combines advisor-led portfolio customization with third-party models and platforms, offering a range of investment management and financial planning services.

Brett Dickinson is a financial advisor at DAI Wealth, LLC with two years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Arete Wealth Management, LLC and John Galt Wealth Solutions. Outside of finance, he serves as General Manager at Central Texas Harley-Davidson. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a broad client base, including individuals, pension plans, and charitable organizations. The firm uses a multi-advisor platform and a range of third-party managers and platforms to tailor portfolios to client objectives.

Joey Miller is a financial advisor at DAI Wealth, LLC with 13 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Arete Wealth Advisors LLC and Arete Wealth Management LLC for nine years. Outside of his advisory role, he owns a ranch in Texas through JMKW Ventures and manages employee services via JGFS Management LLC. DAI Wealth, LLC manages approximately $330 million in assets across a multi-advisor team, serving a diverse client base that includes high-net-worth individuals, institutional clients, and charitable organizations. The firm combines advisor-led customization with third-party model solutions and provides a range of investment management and advisory services.

Amy Fosbenner is a financial advisor at DAI Wealth, LLC with eight years of industry experience. She holds a Series 66 designation and has worked at firms including Concorde Investment Services and Concorde Asset Management, LLC. Fosbenner is also the president and founder of Fosbenner Financial, LLC. DAI Wealth, LLC manages approximately $330 million in assets and serves a diverse client base including high-net-worth individuals, institutions, and retirement plans. The firm combines advisor-led customization with third-party models and platforms to deliver investment management, financial planning, and retirement-plan advisory services.

John Martin is a CFP® with 23 years of experience in the financial industry. He is currently with DAI Wealth, LLC and has previously worked at firms including SagePoint Financial, National Planning Holdings, Waddell & Reed, and U.S. Bancorp Investments. DAI Wealth, LLC is a multi-advisor firm managing approximately $330 million in assets and serves a diverse range of individual and institutional clients. The firm combines advisor-led customization with third-party model and platform solutions to deliver investment management and fiduciary services.

Roy Pfleger is a financial advisor with DAI Wealth, LLC, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. His prior roles include positions at Concorde Asset Management, Inc. and Concorde Investment Services, LLC. Outside of his advisory work, he is president and owner of Roy V. Pfleger II Consulting, Inc., where he offers traditional and alternative investment strategies as a consultant. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, retirement plans, and charitable organizations. The firm uses a multi-advisor platform and employs multiple custodial and platform arrangements to tailor portfolios to client objectives, incorporating both fundamental and technical analysis.

Isaac Ortiz is a CFP® professional with 22 years of industry experience, currently serving as a financial advisor at DAI Wealth, LLC since 2022. His prior experience includes roles at SCF Investment Advisors, Inc. and FSC Securities Corporation. Outside of his advisory work, Ortiz operates a business involved in risk management and advanced estate and business planning strategies, as well as a collectibles venture selling items online. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, institutions, and retirement plans. The firm employs a range of managed account solutions and conducts ongoing manager due diligence, offering tailored portfolios supported by multiple custodial and platform providers.

Jonathan Creighton is a financial advisor at DAI Wealth, LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Concorde Asset Management and Sourcenet Investment Services. Outside of advisory work, he is involved in real estate brokerage and financial commentary through related business activities. DAI Wealth, LLC manages approximately $330 million in assets and serves a diverse range of individual and institutional clients, including high-net-worth individuals and retirement plan sponsors. The firm combines advisor-led customization with third-party model portfolios and provides services such as investment management, financial planning, and retirement-plan advisory.

Albert Flor is a financial advisor at DAI Wealth, LLC with six years of industry experience. He holds a Series 66 designation and has a background that includes employment at Dai Securities LLC and Delta Air Lines, where he works as a Boeing 767 First Officer. Flor also served ten years in the United States Navy. DAI Wealth, LLC manages approximately $330 million in assets and serves a diverse client base including high-net-worth individuals, pension plans, charitable organizations, and institutional clients. The firm combines advisor-led customization with third-party model solutions and provides a range of investment management and advisory services.

Christine Michaletz is a financial advisor with DAI Wealth, LLC in Atlanta, GA, holding a Series 66 designation and bringing 12 years of industry experience. She has worked at Lewis Financial Group, L.C. since 2018 and previously at Concorde Investment Services, LLC. Michaletz also serves as COO and Investment Advisor Representative at DAI Wealth Inc. and oversees business operations for related entities. Outside of her advisory role, she manages several non-investment ventures, including a firearms training business and multiple holding companies. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and uses third-party managers and platforms to tailor portfolios according to client objectives.