Dakota Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dakota Asset Management, LLC provides discretionary investment management and portfolio supervision to a small client base that includes individuals (including high‑net‑worth clients), pension and profit‑sharing plans, and institutional investors. The firm manages approximately $17.5 million across a limited number of accounts and offers ongoing portfolio monitoring and reporting.
Dakota constructs client‑specific investment policy statements and combines fundamental and technical analysis to implement tailored portfolios, with the potential use of ETFs, options, and other derivatives as part of its strategies. Accounts are managed on a discretionary basis, reviewed quarterly, and clients receive trade confirmations and custodial statements for reconciliation.
What distinguishes Dakota from many peers is that, despite its small scale, the firm acts as adviser to pooled investment vehicles/private funds and provides portfolio management for those pooled vehicles, and it offers performance‑based fee arrangements under a hurdle‑rate method while disclosing performance results. The firm also maintains data‑sharing agreements with third parties for stock‑ranking information and uses soft‑dollar research; it documents contractual and procedural safeguards (confidentiality, time‑lags, and monitoring) to address the attendant conflicts of interest.
Client services
Expertise
Fee options
2.00% annually
20% of returns in excess of a 5% annual hurdle rate, paid quarterly, only available to qualified clients
Account minimum: $250,000
Main office
Miami FL
Advisors at this office
2
Most active in
Florida · Illinois · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Erik M
Series 63, Series 65
Miami, FL
Dakota Asset Management, LLC
Erik Moquist is a financial advisor at Dakota Asset Management, LLC with 27 years of industry experience. He has held his current role at Dakota since 2016 and holds Series 63 and Series 65 designations. Dakota Asset Management provides discretionary investment management and portfolio supervision to a select client base, including individuals, pension and profit-sharing plans, and institutional investors. The firm combines fundamental and technical analysis to create tailored portfolios and manages accounts on a discretionary basis with quarterly reviews and ongoing reporting.
Jared J
CFA®, Series 65
Miami, FL
Dakota Asset Management, LLC
Jared Johnson is a CFA® charterholder and holds a Series 65 license, with four years of industry experience. He has been with Dakota Asset Management, LLC since 2021 and previously worked at S.G. Capital Management, LLC for 14 years. Dakota Asset Management, LLC is a small, state-registered investment adviser managing approximately $28.7 million for a limited client base, including individuals, pension and profit-sharing plans, and institutional investors. The firm provides discretionary, tailored portfolio management using fundamental and technical analysis, and it also serves as a sub-adviser to a private fund and manages a long/short equity euro note.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)