Dakota Wealth Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dakota Wealth Advisors provides personalized financial planning and discretionary investment management to individual and high‑net‑worth clients, documenting goals and delivering periodic reviews and net worth/risk analyses. Services described in the brochure include cash‑flow and tax planning, retirement and estate planning, insurance review, and ongoing portfolio management with no stated account minimums.
The firm combines fundamental and technical analysis with daily market monitoring to identify sectors or individual securities it believes have the highest return potential, building concentrated positions while hedging risk using option contracts. Investment exposures listed in the brochure include equities, ETFs (including leveraged and inverse ETFs), fixed income, options, commodities, publicly traded REITs and cryptocurrencies, and the manager may trade to profit from both upside and downside market moves.
What distinguishes the firm in the brochure is that its principal also operates as a licensed independent insurance agent and may receive commission‑based compensation for insurance sales separate from advisory fees, a disclosed potential conflict of interest. The firm’s use of active, options‑based hedging and willingness to include leveraged/inverse ETFs and crypto in client portfolios is notable for a small discretionary practice and is less common among similarly sized independent advisers.
Client services
Expertise
Fee options
Negotiable fixed fee for financial planning with a maximum fee of $5,000.
$0 - $1,000,000: 1.50% annually $1,000,001+: 1.20% annually
Main office
1929 N Washington St M1
Bismarck ND 58501
Advisors at this office
1
Most active in
North Dakota
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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