Dale K. Ehrhart, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$501,243,470
Clients
114
Advisors
4
across 2 offices
About
Dale K. Ehrhart, Inc. provides investment management to individuals (including high‑net‑worth clients), corporations, charitable organizations, and other registered investment advisers through three operating divisions: a Family Office (with a stated minimum account size of $50 million), a TAMP that delivers back‑office and model portfolio services to independent RIAs, and a Private Client division. The firm’s services center on ongoing portfolio management and the provision of model strategies to third‑party advisers.
DKE documents client objectives in an Investment Policy Statement and uses fundamental analysis alongside a diversified mutual fund and ETF approach grounded in Modern Portfolio Theory and the Efficient Market Hypothesis for its core strategies. It also employs more active techniques — including short‑term trading, margin (borrowing) transactions, and options writing — and typically seeks discretionary trading authority to implement and monitor client accounts.
Notable distinctions include the Family Office division with a $50 million minimum and the firm’s role as a TAMP and model provider to other advisers, resulting in a mix of discretionary AUM and a substantial amount classified as Assets Under Advisement. The firm’s brochure does not present standalone financial planning as a primary service, and it discloses limited custody practices (fee deduction and standing letters of authorization) and acceptance of non‑discretionary accounts on a case‑by‑case basis.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 0.85% $3,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.60% $10,000,001+: 0.50%
Account minimum: $50,000,000
Main office
See office101 W. Venice Ave., #22
Venice FL 34275
Advisors at this office
3
Offices (2)
Most active in
California · Delaware · Florida · Georgia · Kansas · Louisiana · Massachusetts · Missouri · New York · Texas
Also doing business as
Asset Class Strategies · Dale K. Ehrhart, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Zachery J
Series 65
Venice, FL
Dale K. Ehrhart, Inc.
Zachery Jaggi is a financial advisor at Dale K. Ehrhart, Inc. with one year of industry experience. He holds a Series 65 designation and has previously worked at Fifth Third and Truist. Prior to his financial services career, he spent nine years at Perkins Restaurant and Bakery. Dale K. Ehrhart, Inc. serves individuals, high-net-worth clients, corporations, charitable organizations, and registered investment advisers through its Family Office, Private Client division, and TAMP. The firm manages most accounts on a discretionary basis using fundamental analysis and diversified mutual fund and ETF strategies, and it employs a range of trading techniques including margin and options.
Keith H
PFS™, Series 65, Series 66
Sunrise Beach, MO
Dale K. Ehrhart, Inc.
Keith Heil is a PFS™ credentialed financial advisor with 25 years of industry experience. He is currently with Dale K. Ehrhart, Inc., where he has been since 2023, following 15 years at Arise Wealth Management, LLC, which he also owns, along with Heil CPA Services, LLC. Dale K. Ehrhart, Inc. provides investment management services to individuals, corporations, charitable organizations, and other RIAs through divisions including a Family Office with a $50 million minimum, a TAMP for independent advisers, and a Private Client division. The firm employs a mix of fundamental analysis, diversified mutual fund and ETF strategies, and active trading techniques to manage portfolios.
Michael H
Series 63, Series 65
Venice, FL
Dale K. Ehrhart, Inc.
Michael Hartley is a financial advisor with Dale K. Ehrhart, Inc. in Venice, FL, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. He has been with Dale K. Ehrhart, Inc. since 1987. Outside of his advisory role, he is involved with The Venice Company, a real estate management partnership. Dale K. Ehrhart, Inc. serves individuals, high-net-worth clients, corporations, charitable organizations, and other registered investment advisers through its Family Office, Private Client division, and TAMP. The firm provides discretionary and non-discretionary portfolio management, builds client-specific Investment Policy Statements, and uses a diversified approach grounded in Modern Portfolio Theory and the Efficient Market Hypothesis, incorporating a range of trading techniques including margin and options strategies.
Michael H
Series 65
Venice, FL
Dale K. Ehrhart, Inc.
Michael Hartley is a Series 65-licensed financial advisor with Dale K. Ehrhart, Inc. in Venice, FL, where he has worked for a total of 23 years. His experience spans from 2003 to the present within the same firm, which operates as a team of four advisors. Dale K. Ehrhart, Inc. serves individuals, high-net-worth clients, corporations, charitable organizations, and registered investment advisers through its Family Office, Private Client division, and TAMP platform. The firm emphasizes client-specific Investment Policy Statements, discretionary portfolio management, and a diversified investment approach using fundamental analysis, mutual funds, ETFs, and more advanced trading strategies including options and margin.
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