Daly Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Daly Investment Management is an independent, solo-registered investment adviser that serves individuals, high-net-worth clients, trusts, estates, charitable organizations, and corporations or business entities. The firm provides discretionary asset management and financial planning and consulting, offering full financial plans and shorter topic-specific consultations that address retirement strategy, tax reduction, and estate preservation.
Investment programs are tailored to each client's stated objectives, time horizon, and risk tolerance, with the firm applying Modern Portfolio Theory to inform asset allocation and ongoing portfolio monitoring under discretionary authority. Available strategies include long- and short-term purchases, option strategies (including covered and uncovered writing), and allocations across mutual funds, ETFs, fixed income, REITs, and various alternative instruments.
Compared with many peer solo independent advisers, the firm provides pension consulting to corporate/business clients in addition to its individual-focused services, an offering that is statistically uncommon among similar firms. The firm also discloses an affiliated insurance practice (about 5% of the adviser's time) and that it does not vote client proxies, leaving voting to clients unless assistance is requested, facts that may influence product recommendations and governance handling.
Client services
Expertise
Fee options
Fixed fees between $750 and $3,000 for financial plans
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.85% annually $1,000,001 - $3,000,000: 0.75% annually $3,000,001 - $5,000,000: 0.65% annually $5,000,001 - $10,000,000: 0.50% annually $10,000,001+: 0.35% annually
$300 per hour for consulting services
Fee-only: Hourly consulting fees of $300 per hour; Fixed financial planning fees between $750 and $3,000
Main office
930 E Northwest Highway
Mount Prospect IL 60056
Advisors at this office
1
Most active in
Illinois
Also doing business as
Daly Investment Management, LLC · Name 906
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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