Daniel Goldstein, CFP
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
This independent advisory firm provides portfolio management and financial planning services to individual clients. It manages approximately $50.7 million on behalf of about 72 clients and primarily charges fees calculated as a percentage of assets under management.
The firm's Form ADV describes its methods of analysis, investment strategies and risk considerations in Item 8 and notes periodic account reviews in Item 13, with disclosure of investment discretion in Item 16. The brochure indicates the adviser implements portfolios and communicates directly with clients, overseeing reviews and trade execution as outlined in the brokerage and account review sections.
Compared with many peers, the combination of roughly $50 million in AUM and a relatively small client base implies a higher average asset level per client, which may correspond with more individualized account attention. The brochure also contains explicit disclosures on personal trading (Item 11), brokerage practices (Item 12) and custody (Item 15), showing the firm documents its compliance and operational practices in detail.
Client services
Main office
Centerport NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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