Darkhorse Advisor
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Darkhorse Advisor serves individual and high‑net‑worth clients with wealth management and comprehensive financial planning services. The firm provides discretionary and non‑discretionary portfolio management, tax and cash‑flow planning, and tailored financial planning work, typically for accounts at or above a stated $250,000 minimum (with exceptions considered).
The firm’s investment approach blends fundamental and technical analysis in an active, tax‑aware framework, allocating across mutual funds, ETFs and individual equity and debt securities. Portfolios are generally managed with a long‑term orientation but may include shorter‑term trades for rebalancing or tactical adjustments, and accounts are reviewed at least quarterly.
Noteworthy aspects include its small, single‑advisor structure with roughly 50 clients and about $36–39 million in assets under management, and an explicit custodial relationship with Charles Schwab that provides software and back‑office support (soft‑dollar benefits) the firm discloses as a potential conflict of interest. The firm also does not vote client proxies (clients receive proxies directly) and discloses multiple fee schedules for different strategy types, while not charging performance fees or accepting commission‑based compensation.
Client services
Expertise
Fee options
$0 - $250,000: 1.25% annually (Equity & Balanced) $250,001 - $500,000: 1.10% annually (Equity & Balanced) $500,001 - $1,000,000: 1.00% annually (Equity & Balanced) $1,000,001 - $2,000,000: 0.85% annually (Equity & Balanced) $2,000,001 - $5,000,000: 0.65% annually (Equity & Balanced) $5,000,001+: Negotiable (Equity & Balanced) $0 - $250,000: 0.70% annually (Fixed) $250,001 - $500,000: 0.65% annually (Fixed) $500,001 - $1,000,000: 0.50% annually (Fixed) $1,000,001 - $2,000,000: 0.40% annually (Fixed) $2,000,001 - $5,000,000: 0.20% annually (Fixed) $5,000,001+: Negotiable (Fixed) $0 - $5,000,000: 0.25% annually (Cash Management) $5,000,001+: Negotiable (Cash Management)
Account minimum: $250,000 Fee-only: Annual fees based on assets under management; no commissions or other fees charged by Darkhorse Advisor.
Main office
1011 Cliff Drive
Newport Beach CA 92663
Advisors at this office
1
Most active in
California
Also doing business as
Darkhorse Advisor · Darkhorse Advisor, LLC. · Flores, Alan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)