David Thomas, CPA, Esq., PC

David Thomas, CPA, Esq., PC provides discretionary and non‑discretionary asset management along with financial planning and consultation services to individuals and high‑net‑worth clients. The firm’s service menu also includes full financial plans and topic‑specific consultations, and it operates an affiliated business offering tax preparation, legal advice, and accounting services.

Investment decisions are informed by fundamental and cyclical analysis and may include long‑ and short‑term positions, options writing (including covered and uncovered strategies), and other derivative instruments identified in the brochure as part of managed accounts. Accounts may be managed with discretionary authority or on a non‑discretionary basis, and client objectives, time horizons and risk tolerances are documented and used to shape portfolio construction and monitoring.

Noteworthy features include the firm’s combination of a licensed attorney and CPA background and an affiliated tax/legal/accounting practice that the brochure states consumes approximately 70% of the owner’s time and may be offered to advisory clients, a relationship the firm discloses as a potential conflict of interest. The firm uses a percentage‑of‑AUM schedule for asset management, charges an hourly $300 fee for financial planning, and reported no assets under management as of the brochure’s calculation date.