A complete list of active advisors currently associated with David Vaughan Investments, LLC
Warmer can help you find a great advisor at David Vaughan Investments, LLC or one who fits your needs even better.
David Vaughan Investments (DVI) provides discretionary investment management along with ancillary wealth management, financial planning, consulting and OCIO services to individuals, high‑net‑worth clients, trusts, estates, foundations, qualified retirement plans, corporations and other business entities. The firm manages custom equity, balanced and fixed‑income portfolios, mutual‑fund-based allocation models and offers alternative investment advice and sub‑advisory engagements. The firm’s investment approach emphasizes value‑oriented, income‑producing equities with low turnover alongside a conservative, buy‑and‑hold fixed‑income strategy; for smaller accounts DVI uses ETFs or proprietary mutual‑fund models to approximate its strategies. Portfolio construction combines a proprietary quantitative ranking system with qualitative research, asset‑liability matching for known liabilities, and periodic tax‑sensitive techniques, and the brochure discloses specific processes for pricing alternative investments and for monitoring valuation-related conflicts. DVI is majority‑owned by Hometown Community Bancorp and operates as an operating subsidiary, with a formal sub‑advisory and disclosed promoter (solicitor) relationship with Morton Community Bank that gives rise to potential conflicts the firm describes and addresses. The firm also publishes regular market commentary and uses proprietary model portfolios, and its recent Brochure updates specifically disclose pledged‑asset credit solutions, alternative‑investment pricing practices and the controlled use of artificial intelligence to mitigate related risks.
To learn more about the advisors currently working at David Vaughan Investments, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
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