Dawson Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$39,593,885
Clients
106
Advisors
1
of 1 employees
About
The firm is a single-advisor independent registered investment adviser that provides discretionary wealth management and portfolio management to individuals and high-net-worth individuals, supporting about 106 client relationships and offering financial planning and retirement-plan rollover advice. It acts as a fiduciary to clients and delivers continuous personal contact alongside implementation of investment strategies and occasional referrals to accountants or attorneys.
The firm’s investment approach is primarily long-term and portfolio-level, constructing diversified allocations with low-cost mutual funds and ETFs and supplementing those with individual stocks, bonds, options and unit investment trusts as appropriate; it employs a mix of fundamental, technical, cyclical, behavioral and charting analysis and will trade shorter-term when rebalancing, tax considerations, or market conditions warrant. Accounts are managed on a discretionary basis and monitored regularly, with clients able to place reasonable investment restrictions and receive periodic reporting from custodians.
Noteworthy for a solo independent adviser, the firm sponsors a wrap fee program that bundles transaction, custody and administrative costs into the advisory fee — a structure that is uncommon among peers and can affect the total cost sensitivity to trading activity. The firm also operates on an institutional platform relationship that provides software, trading and operational support, and the principal maintains a separate, limited insurance practice (approximately 5% of time), which the firm discloses as a potential conflict of interest.
Client services
Expertise
Fee options
$0 - $25,000: 2.50% $25,001 - $100,000: 1.75% $100,001 - $500,000: 1.60% $500,001 - $1,000,000: 1.30% $1,000,001+: 1.00%
$1,000 per hour (negotiable)
Account minimum: $10,000
Main office
2910 Camino Diablo, Suite 110
Walnut Creek CA 94597
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Dawson Investment Management · Dawson, Robert, B.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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