Dawson James Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dawson James Asset Management provides investment management and related advisory services for pooled and institutional clients, pension and profit‑sharing plans, and, when requested, individuals and retirement accounts; it operates both wrap‑fee and non‑wrap fee programs and may recommend third‑party managers. As disclosed in its brochure, the firm reported no advisory clients, no assets under management, and no employees performing investment advisory functions as of the most recent reporting date.
The firm’s investment work is built around strategic asset allocation implemented largely with actively managed mutual funds, index funds, ETFs and selective equity positions, with limited use of options or margin strategies in appropriate situations. Beyond portfolio management, DJAM offers pension consulting services — including preparation of investment policy statements, selection and monitoring of plan investment options — and provides participant education seminars and workshops for plan sponsors and self‑directed plan participants.
DJAM’s profile includes several features that are less common among its peers: it acts as a wrap‑fee program sponsor, is affiliated with a broker‑dealer and insurance agency (giving it access to custody, execution and distribution channels), and it recommends and monitors outside managers, often receiving a portion of third‑party fees. The firm also discloses that it may charge hourly or fixed fees in addition to asset‑based fees and that it manages potential conflicts arising from its affiliations and referral arrangements through written policies and supervisory review.
Client services
Expertise
Occupation focus
Fee options
Fixed fee of $500 for financial planning services, negotiable for other advisory or consulting services.
$0 - $250,000: 1.50% $250,000 - $1 million: 1.25% $1 million - $2 million: 1.00% $2 million - $3 million: 0.90% $3 million+: 0.70%
Generally $150 per hour, negotiable.
Minimum fee: Minimum annual account fees may exist, but specific amounts are not stated. Fee-only: Fixed fees around $500 for financial planning services.
Main office
2700 N. Military Trail, Suite 100
Boca Raton FL 33431
Advisors at this office
5
Most active in
Florida
Also doing business as
Dawson James Asset Management, Inc. · Js Capital Advisers
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Dominic L
Series 63, Series 65
Boca Raton, FL
Dawson James Asset Management, Inc.
Dominic Linsalata Jr. is a financial advisor at Dawson James Asset Management, Inc. with 28 years of industry experience. He holds the Series 63 and Series 65 designations and previously worked at Newbridge Securities from 2016 to 2019. Linsalata is also a managing member of Sixth Borough Capital Management LLC, a private investment fund. Dawson James Asset Management provides investment management and advisory services primarily for pooled and institutional clients, pension and profit-sharing plans, and occasionally individuals and retirement accounts. The firm employs strategic asset allocation using actively managed mutual funds, index funds, ETFs, and selective equity positions, and it also offers pension consulting and participant education services.
Thomas H
Series 63, Series 66
Boca Raton, FL
Dawson James Asset Management, Inc.
Thomas Hands is a financial advisor at Dawson James Asset Management, Inc. with 41 years of industry experience. He holds Series 63 and Series 66 registrations and has been with Dawson James Securities, Inc. since 2004. Dawson James Asset Management provides discretionary and non-discretionary investment management and consulting services to corporations, retirement and pension plans, trusts, and other institutional clients. The firm focuses on strategic asset allocation using a combination of actively managed mutual funds, index and exchange-traded funds, selective equity exposure, and fundamental security analysis, and also offers pension consulting services including investment policy statement preparation and participant education.
Robert K
Series 66
Boca Raton, FL
Dawson James Asset Management, Inc.
Robert Keyser III is a financial advisor at Dawson James Asset Management, Inc. with seven years of industry experience. He holds the Series 66 designation and has worked at Dawson James Securities since 2018. Prior to that, he was employed at Uber and attended Florida State University. Dawson James Asset Management provides discretionary and non-discretionary investment management and consulting services to corporations, retirement and pension plans, trusts, and other institutional clients. The firm focuses on strategic asset allocation using a mix of actively managed mutual funds, index and exchange-traded funds, and fundamental security analysis, while also offering pension consulting services that include investment policy development and participant education.
Cory W
Series 66
Boca Raton, FL
Dawson James Asset Management, Inc.
Cory Wachowiz is a financial advisor at Dawson James Asset Management, Inc. with seven years of industry experience. He holds the Series 66 designation and has worked at Dawson James Securities since 2018. Additionally, he has been affiliated with the University of Central Florida since 2015. Dawson James Asset Management provides discretionary and non-discretionary investment management and consulting services to corporations, retirement and pension plans, trusts, and other institutional clients. The firm focuses on strategic asset allocation using a mix of actively managed mutual funds, index and exchange-traded funds, and fundamental security analysis, while also offering pension consulting and educational workshops.
Jennifer D
Series 63, Series 66
Boca Raton, FL
Dawson James Asset Management, Inc.
Jennifer Dorfman is a financial advisor with Dawson James Asset Management, Inc. She holds Series 63 and Series 66 licenses and has 20 years of industry experience. Her prior roles include positions at Kovack Advisors, Mass Mutual Investors Services, Newbridge Securities, and Fusion Analytics Securities. Dawson James Asset Management provides discretionary and non-discretionary investment management and consulting services to corporations, retirement plans, trusts, and other institutional clients. The firm focuses on strategic asset allocation using a mix of actively managed and index funds, selective equity exposure, and fundamental security analysis, and it offers pension consulting services including investment policy preparation and participant education.
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