A complete list of active advisors currently associated with DBA Stein Investment Services

Warmer can help you find a great advisor at DBA Stein Investment Services or one who fits your needs even better.

The firm manages investment portfolios of no-load and low-load mutual funds and exchange-traded funds on a fee-only basis for individuals, trusts, estates, and corporations, and generally requires a minimum account of $200,000. It does not provide financial planning, quantitative analysis, or market timing services, and custody of client assets is maintained by custodians such as Charles Schwab rather than the firm. Investment decisions are guided by a macro‑fundamental analysis of global economic, political, and cultural trends, supplemented by charting of individual securities to help determine entry and exit points; the firm typically invests for the long term but may occasionally sell holdings in less than a year. The firm’s investable universe centers on mutual funds and ETFs and may include master limited partnerships and, on occasion, exchange‑listed, over‑the‑counter, or foreign securities, and tax consequences are considered in trading. The practice is a long‑established sole proprietorship led by an owner with a Ph.D. in economics and a track record dating back to 1986, and as of 03/31/2026 reported $15.1 million in assets under advisement (of which $9.6 million were regulatory assets), suggesting a relatively small, closely supervised client base. The firm operates on a fee-only basis, reports no material outside business interests or referral arrangements, invests personally in the same funds recommended to clients, and provides monthly investment reports and quarterly client letters.

To learn more about the advisors currently working at DBA Stein Investment Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.