DCJ Global Wealth Management

DCJ Global Wealth Management serves individuals (including high-net-worth clients), small businesses, trusts, estates, and corporate pension and profit-sharing plans. The firm provides discretionary portfolio management and strategic asset allocation across multiple asset classes, and it may recommend third‑party money managers or LPL-sponsored manager programs for portions of client portfolios.

The firm’s investment process combines technical and fundamental analysis: technical analysis—specifically point-and-figure charting—is described as the cornerstone for timing buy and sell decisions, while fundamental, top‑down analysis is used to evaluate individual securities. Portfolios are managed on a discretionary basis with a long-term orientation but ongoing tactical adjustments and periodic (at least quarterly) reviews; third‑party managers are screened on criteria such as manager tenure, performance, turnover, expenses, and track record.

The firm operates a hybrid model in which its advisers are also registered representatives of LPL Financial and hold broker‑dealer licenses (e.g., Series 7, 63, 65), allowing clients the option to use commission‑based brokerage accounts in addition to fee‑based advisory services—a relationship the brochure discloses and monitors for conflicts of interest. This combination of a small advisory team, explicit use of point‑and‑figure technical analysis, and integration with LPL’s sponsored manager programs is a distinguishing feature relative to many peers.