Defining Legacy Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Defining Legacy Financial Advisors LLC serves individual and high‑net‑worth clients with discretionary investment management, comprehensive and limited‑scope financial planning, and personal tax return preparation. The firm also assists clients in selecting and monitoring third‑party outside managers and delivers written financial plans addressing retirement, estate, insurance, business planning, and cash‑flow topics.
The firm employs a blend of passive and active management and constructs portfolios around asset‑allocation targets set in individualized Investment Policy Statements. Investment analysis draws on fundamental, technical, cyclical, and charting techniques, and accounts are reviewed periodically with the ability for clients to impose reasonable trading restrictions.
Noteworthy for a one‑advisor independent practice, the principal maintains an insurance producer license but discloses that he no longer sells insurance products and will not sell them to clients. The firm also combines financial planning and investment management into an integrated engagement and arranges client tax return preparation through a third‑party provider, offering services that are more consolidated than is typical for a solo advisory practice.
Client services
Expertise
Occupation focus
Fee options
$0 - $250,000: 1.00% $250,001 - $500,000: 0.80% $500,001 - $1,000,000: 0.70% $1,000,001 - $2,000,000: 0.60% $2,000,001 - $4,000,000: 0.50% $4,000,001 - $8,000,000: 0.40% $8,000,001+: 0.30%
Fee-only: Fixed fees between $500 and $10,000 based on complexity and client needs
Main office
Greensboro NC
Advisors at this office
1
Most active in
Georgia · North Carolina · South Carolina
Also doing business as
Defining Legacy Advisors · Defining Legacy Financial Advisors LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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