Del Gallo Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Del Gallo Financial Services provides portfolio management, financial planning, pension and retirement plan consulting, third‑party manager solicitation, trust referral services, and general consulting to individuals, pension and profit‑sharing plans, trusts, estates, educational institutions, and business entities. The firm also sponsors educational seminars and workshops and offers insurance and insurance‑related products through an affiliated insurance agency while its principal maintains real estate brokerage and instructional licenses.
The firm manages client portfolios on a non‑discretionary basis, focusing on asset allocation across no‑load or load‑waived mutual funds and ETFs and, when appropriate, individual equities, bonds or other instruments, with periodic reviews and annual rebalancing. Because accounts are managed non‑discretionarily, clients retain trade authority and custody choices, and the firm frequently acts as a solicitor to place assets with third‑party managers or trust companies rather than exercising discretionary trading authority itself.
Noteworthy aspects relative to peers include the combination of insurance agency activities, real estate brokerage/instruction credentials, formal pension consulting services (including participant education and IPS preparation), and a regular program of public and employer‑focused educational workshops—features that are statistically uncommon for independent advisers of this size. The firm reports roughly $5.9 million in regulatory assets under management across about a dozen clients and discloses ongoing solicitor/referral fee arrangements and related conflicts of interest for clients to consider.
Client services
Expertise
Occupation focus
Fee options
Flat fees for seminars or workshops ranging from $1,000 to $30,000 depending on complexity and attendance; Financial planning flat fees from $1,000 to $30,000 based on complexity; Consulting fees from $1,000 to $30,000.
Receives commissions and/or incentive awards for recommending/selling insurance products (separate from advisory fees).
Hourly rates range from $125 to $350 per hour for consulting, seminars, workshops, financial planning, and pension consulting services.
Account minimum: $150,000 Minimum fee: Minimum fees applicable to consulting and financial planning services: $1,000 minimum fee for consulting and financial planning services. Fee-only: Financial planning fees can be charged as fixed fees ($1,000 - $30,000 based on plan complexity) or hourly ($125-$350/hr). Consulting fees also charged as fixed fee ($1,000-$30,000) or hourly ($125-$350/hr). Pension consulting fees may be fixed, hourly, participation based, or 0.10% to 1.50% of plan assets.
Main office
195 West Main Street, Suite 7
Avon CT 06001
Advisors at this office
1
Most active in
Connecticut
Also doing business as
Del Gallo Financial Services, LLC · Dfs · Dfs, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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