A complete list of active advisors currently associated with Delphi Wealth Management LLC

Warmer can help you find a great advisor at Delphi Wealth Management LLC or one who fits your needs even better.

Delphi Wealth Management is an independent, single-advisor registered investment adviser that provides discretionary and non-discretionary portfolio management and hourly financial consulting to individuals, trusts, estates, charitable organizations, and business entities. The firm states a $1,000,000 account minimum (which may be waived) and currently serves a small client roster of about 12 relationships with roughly $21.15 million in assets under management. The firm customizes asset-allocation strategies for each client using a mix of fundamental, technical, and cyclical analysis and implements positions through long- and short-term trades and, at times, margin transactions. Portfolios are monitored and rebalanced as needed, and advisory fees are charged as a percentage of assets under management — the brochure discloses that cash and margin balances are included in billable assets, a practice that can create conflicts of interest the firm describes. Compared with many peers, the firm discloses a disciplinary event: a 2021 consent order with the Tennessee Securities Division arising from a routine examination, resulting in an order to comply with state securities rules and a $10,000 civil penalty, a disclosure the brochure highlights. The firm is also distinguished by its sole-adviser structure combined with a small number of relatively large accounts and an institutional custodial relationship that provides access to research and support services the firm says are available through its custodian.

To learn more about the advisors currently working at Delphi Wealth Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.